Methods and apparatus for device capabilities discovery and utilization within a content-based network

ABSTRACT

Methods and apparatus for determining and selecting digital coding and/or decoding technology, delivery bitrates, and resolution parameters for programming and data delivery over, e.g., a content-based network. In one embodiment, the network comprises an HFC cable or satellite network that includes a server process interfacing with a plurality of customer premises equipment (CPE), and/or associated client devices, each having different display resolution, bitrate, and/or decoding capabilities profiles. The server determines the one or more capabilities possessed by the CPE or client device, and evaluates one or more program or content choices for possible delivery to that CPE or device based on its profile. The selection process may also take into consideration network and/or CPE operational considerations, such as conservation of downstream bandwidth, CPE uprating capability, client device power consumption, and the like.

PRIORITY AND RELATED APPLICATIONS

This application is a continuation-in-part (CIP) of co-pending U.S.patent application Ser. No. 11/363,577 entitled “METHODS AND APPARATUSFOR SELECTING DIGITAL CODING/DECODING TECHNOLOGY FOR PROGRAMMING ANDDATA DELIVERY” filed Feb. 27, 2006, incorporated herein by reference inits entirety. This application is related to co-pending U.S. patentapplication Ser. No. 11/726,095 entitled “METHOD AND APPARATUS FORCONTENT DELIVERY AND REPLACEMENT IN A NETWORK” filed Mar. 20, 2007, andincorporated by reference herein in its entirety. This application isalso related to U.S. patent application Ser. No. 11/363,578 entitled“METHODS AND APPARATUS FOR SELECTING DIGITAL ACCESS TECHNOLOGY FORPROGRAMMING AND DATA DELIVERY”, and U.S. patent application Ser. No.11/364,147 entitled “METHODS AND APPARATUS FOR SELECTING DIGITALINTERFACE TECHNOLOGY FOR PROGRAMMING AND DATA DELIVERY”, both filed Feb.27, 2006, and both incorporated herein by reference in their entirety.

COPYRIGHT

A portion of the disclosure of this patent document contains materialthat is subject to copyright protection. The copyright owner has noobjection to the facsimile reproduction by anyone of the patent documentor the patent disclosure, as it appears in the Patent and TrademarkOffice patent files or records, but otherwise reserves all copyrightrights whatsoever.

BACKGROUND OF THE INVENTION

1. Field of Invention

The present invention relates generally to the field of informationdistribution across a network. More particularly, the present inventionis related in one exemplary aspect to the distribution of informationacross a content-based and data network having a set of electronicdevices with at least some heterogeneous capabilities.

2. Description of Related Technology

Digital Television

Digital TV (DTV) is a technology which utilizes digitized and compresseddata formats (e.g., MPEG) for content transmission, as compared toearlier analog “uncompressed” approaches (e.g., NTSC). The DTV contentmay be distributed across any number of different types of bearer mediaor networks with sufficient bandwidth, including HFC, satellite,wireless, or terrestrial.

DTV broadcasts are generally more efficient and more flexible thananalog methods. For example, the bandwidth required to transmit videoprogramming using DTV is less than the bandwidth required using analogmethods, assuming similar quality of video (and audio). Thus, more videoprogramming can generally be transmitted with a given bandwidth when DTVmethods are employed.

DTV standards such as the OpenCable™ Application Platform (OCAP)middleware specification (e.g., Version 1.0, and Version 2.0) requirethat applications be downloaded to host devices from the bearer orbroadcast network in real-time. The OCAP specification is a middlewaresoftware layer specification intended to enable the developers ofinteractive television services and applications to design such productsso that they will run successfully on any cable television system inNorth America, independent of set-top or television receiver hardware oroperating system software choices.

The aforementioned OpenCable standard also sets forth a Host CoreFunctional Requirements specification which defines optional circuitryfor digital video recorders (DVRs), and digital video interfaces (DVIs);see, e.g., the OpenCable Host Device Core Functional RequirementsOC-SP-HOST-CFR-I13-030707 specification (now OC-SP-HOST-CFR-I14-030905dated Sep. 5, 2003).

DVR technology provides selective recording, playback, and manipulation(e.g., storage, processing, editing, etc.) of digital format content.For example, the services offered by the Assignee hereof in conjunctionwith exemplary Scientific Atlanta Explorer 8000 Digital Video Recorderset top box equipment (and associated high capacity mass storage device)are representative of this technology.

Personal video recording (PVR) functionality is essentially a subset ofDVR technology, wherein individual users, e.g., family members withinthe same household, can selectively record digital content particular totheir choosing while not inhibiting other individuals from doing thesame. This provides significant flexibility and enhances the userexperience, since each individual can tailor their viewing as desired.

DVI technology allows, inter alia, for the seamless integration ofdigital TV and digital-based devices with analog devices, such as analogtelevisions. Accordingly, if the user possesses an analog monitor, theDVI selectively converts the otherwise digital signal to the analogdomain. Accordingly, the user (and manufacturer) need not selectivelytailor their equipment to a particular domain.

This equipment may be leased from the content/network operator, oralternatively purchased “retail” from a third party manufacturer.Clearly, it is desired to have programming and software applicationsdistributed by the network operator (or third-party content provider) becompatible with the hardware/software environments of these CPE, therebyavoiding situations where a downloaded content or application does notfunction properly, which can greatly add to user frustration.

Video-On-demand (VOD)

Providing “on-demand” (OD) services, such as video on-demand or VOD, isalso well known in the prior art. In a typical configuration, the VODservice makes available to its users a selection of multiple videoprograms that they can choose from and watch over a network connectionwith minimum setup delay. At a high level, a VOD system consists of oneor more VOD servers that store the relevant content; one or more networkconnections that are used for program selection and program delivery;and customer premises equipment (CPE) to receive, decode and present thevideo on a display unit. In a cable network, the content is typicallydistributed over a Hybrid Fiber Coaxial (HFC) network.

Depending on the type of content made available and rate structure forviewing, a particular VOD service could be called “subscriptionvideo-on-demand (SVOD)” that gives customers on-demand access to thecontent for a flat monthly fee, “free video-on-demand (FVOD)” that givescustomers free on-demand access to some content, “movies on-demand”where VOD content consists of movies only, and so forth. Many of theseservices, although referred to by names different than VOD, still sharemany of the same basic attributes including storage, network and decodertechnologies.

Just as different varieties of VOD service offerings have evolved overtime, several different network architectures have also evolved fordeploying these services. These architectures range from fullycentralized (e.g., VOD servers at a central location) to fullydistributed (e.g., multiple copies of content distributed on VOD serversvery close to customer premises), as well as various other networkarchitectures there between. Since most cable television networks todayconsist of optical fiber towards the “core” of the network which areconnected to coaxial cable networks towards the “edge”, VOD transmissionnetwork architectures also consist of a mixture of optical fiber andcoaxial cable portions.

The CPE for VOD often consists of a digital cable set-top box (DSTB)that provides the functions of receiving cable signals by tuning to theappropriate RF channel, processing the received signal and outputtingVOD signals for viewing on a display unit. Such a digital set-top boxalso typically hosts a VOD application that enables user interaction fornavigation and selection of VOD menu.

While the architectural details of how video is transported in the coreHFC network can be different for each VOD deployment, each generallywill have a transition point where the video signals are modulated,upconverted to the appropriate RF channel and sent over the coaxialsegment(s) of the network. Depending on the topology of the individualcable plant, this could be performed at a node, hub or a headend. Thecoaxial cable portion of the network is variously referred to as the“access network” or “edge network” or “last mile network.”

In U.S. cable systems for example, downstream RF channels used fortransmission of television programs are 6 MHz wide, and occupy a 6 MHzspectral slot between 54 MHz and 860 MHz. Deployments of VOD serviceshave to share this spectrum with already established analog and digitalcable television services. For this reason, the exact RF channel usedfor VOD service may differ from plant to plant. However, within a givencable plant, all homes that are electrically connected to the same cablefeed running through a neighborhood will receive the same downstreamsignal. For the purpose of managing VOD services, these homes aregrouped into logical groups typically called Service Groups. Homesbelonging to the same Service Group receive their VOD service on thesame set of RF channels.

Emerging Technologies and Challenges

A broad variety of electronic devices have recently been developed toutilize and leverage emerging information delivery capabilities.Increasingly, these devices are being equipped with DVI (and DVR/PVR)technology. The devices often have very different capabilities, and mayinclude e.g., digital set-top boxes (DSTBs), personal computers (PCs),personal digital assistants (PDAs), hand-held computers, “smartphones”,personal media devices (PMDs), etc.

These devices can be operatively coupled to, and placed in communicationwith, other devices (whether of the same or different configuration), orother network entities such as a central information source or servervia various channels. The different capabilities of these electronicdevices may result from different purposes, designs, different userconfiguration, being mobile versus fixed in nature, cost/features, etc.,and may include differing encryption support capabilities, conditionalaccess profiles, memory and/or processing capability, video or audiocodecs, network interfaces, and so forth. Many of these features,including notably the conditional access (CA), codec, and networkinterface capabilities, are critical to the proper selection, delivery,and playing of content at the end-user device.

The traditional method of digital compression is the well-known MPEG-2format. More advanced codecs include H.264 (also known as MPEG-4) andVC-1. H.264 is a high compression digital video codec standard writtenby the ITU-T Video Coding Experts Group (VCEG) together with the ISO/IECMoving Picture Experts Group (MPEG) as the product of a collectivepartnership effort known as the Joint Video Team (JVT). The ITU-T H, 264standard and the ISO/IEC MPEG-4 Part-10 standard (formally, ISO/IEC14496-10) are highly similar, and the technology is also known as AVC,for Advanced Video Coding. DTV methods of program distribution are alsogenerally more flexible than analog methods. For example, the type ofcompression may be modified or updated. The compression can be improvedwhen new techniques become available, or they may be customized oroptimized for certain applications and attributes such as picturequality, data integrity or transmission delay.

Conditional access (CA) technologies may also be incorporated into thedigital encoding of various types of data including audio and videoprogramming. Conditional access can generally be defined as the controlof when and how a user may view and use the associated programming orinformation. Different types of conditional access may be desirable in anetwork delivery system in order to, e.g., accommodate improvements inthe technology as well as different conditional access attributes suchas security and category of programming or user access level.

A traditional method of conditional access is known as “Powerkey”. Newermethods of conditional access include Powerkey Book 2, Powerkey Book 3,NDS, ANSI/SCTE 52 2003 (DVS-042), and DigiCipher. These can beimplemented using, for example, the so-called “CableCard” plug-insecurity module access technology. See, e.g., the CableCard-Hostinterface specification, which defines the interface between a digitalcable receiver or STB (Host device) and the CableCard device provided bythe MSO/cable operator.

More recently, emerging technologies have focused on downloadableconditional access system (DCAS), which is intended to be implemented innext-generation two-way, cable-ready digital TV sets, set-top boxesand/or other TV-related devices. This “download” approach would enablecable operators to download conditional access software directly to TVsets, set-top boxes and other digital entertainment devices in thesubscribers' premises, and would be especially suited to interactiveservices such as VOD, PVR, etc. This would also obviate the physicalCableCard form factor.

End-user devices may also include a variety of interfaces. For example,a set-top box might have an RF tuner in order to receive QAM signalsover the cable. A cable modem similarly receives DOCSIS QAM signals overthe cable, but on different channels, and hence requires a separatetuning mechanism. Other types of potential interfaces include Ethernet(LAN, WAN, etc.), and even wireless technologies such as satellite,millimeter wave, WiFi (IEEE-802.11), WiMax (IEEE-802.16), and PAN(IEEE-802.15).

As client devices with different codec/compression, conditional access,and/or network interface capabilities are added to a network, thedistribution of programming and other information over the networkbecomes more complex. For example, a video server system within a cableor satellite content network must take into account the compression andconditional access technology available at the receiving system beforedelivering that programming.

The capabilities of the receiving system must also be taken into accountwhen providing directories of available programming. It is importantthat only compatible programming is displayed in a programming directoryso that users don't attempt to watch programs that are only available informats that are incompatible with their equipment. This can lead tosignificant user frustration and loss of satisfaction.

Within the network, content may also be delivered to many devicesoutside of traditional STBs as well as being delivered to the STBsdirectly. Each such device may support different encryption and decodeabilities.

In some cases, the preferred delivery method may also have to bedetermined before delivery of the programming. That is, the programmingmight be delivered by normal “in-band” RF channels, or by packet-basednetworks such as the Internet (e.g., via a cable modem).

Without the ability to determine the capabilities and networkenvironment of each of the client devices on the network, many of thebenefits that arise from the use of DTV, including advanced compressiontechniques, enhanced conditional access capabilities, and flexibility inchoice of delivery channel or mode, will not be fully realized.

A variety of different technologies generally relating to conditionalaccess, codec operation, and network interface capabilities, areevidenced in the prior art. For example, U.S. Pat. No. 6,105,134 toPinder, et al. issued on Aug. 15, 2000 and entitled “Verification of thesource of program information in a conditional access system” disclosesa cable television system which provides conditional access to services.The cable television system includes a headend from which service“instances”, or programs, are broadcast and a plurality of set top unitsfor receiving the instances and selectively decrypting the instances fordisplay to system subscribers. The service instances are encrypted usingpublic and/or private keys provided by service providers or centralauthorization agents. Keys used by the set tops for selective decryptionmay also be public or private in nature, and such keys may be reassignedat different times to provide a cable television system in which piracyconcerns are minimized.

U.S. Pat. No. 6,175,856 to Riddle, issued Jan. 16, 2001 and entitled“Method and apparatus for dynamic selection of compression processingduring teleconference call initiation” describes a digital processingsystem and method which controls selection of a compressor in acommunication system. In one embodiment, the method comprises receivingat the digital processing system information from a communication port,which information identifies decompression processing capabilities at aremote processor, and selecting in response to the information aparticular compression process for use in compressing data fortransmission to the remote processor.

U.S. Pat. No. 6,216,152 to Wong, et al. issued Apr. 10, 2001 andentitled “Method and apparatus for providing plug in media decoders”discloses a method and apparatus for providing plug-in media decoders.Embodiments provide a “plug-in” decoder architecture that allowssoftware decoders to be transparently downloaded, along with media data.User applications are able to support new media types as long as thecorresponding plug-in decoder is available with the media data.Persistent storage requirements are decreased because the downloadeddecoder is transient, existing in application memory for the duration ofexecution of the user application. The architecture also supports use ofplug-in decoders already installed in the user computer. One embodimentis implemented with object-based class files executed in a virtualmachine to form a media application. A media data type is determinedfrom incoming media data, and used to generate a class name for acorresponding codec (coder-decoder) object. A class path vector issearched, including the source location of the incoming media data, todetermine the location of the codec class file for the given class name.When the desired codec class file is located, the virtual machine'sclass loader loads the class file for integration into the mediaapplication. If the codec class file is located across the network atthe source location of the media data, the class loader downloads thecodec class file from the network. Once the class file is loaded intothe virtual machine, an instance of the codec class is created withinthe media application to decode/decompress the media data as appropriatefor the media data type.

U.S. Pat. No. 6,256,393 to Safadi, et al. issued on Jul. 3, 2001 andentitled “Authorization and access control of software object residingin set-top terminals” discloses a method for providing authentication,authorization and access control of software object residing in digitalset-top terminals creates a fingerprint (“signature”) for each softwareobject, associates each fingerprint with a service tier, encodes eachassociation and creates an association table containing the informationand downloads the association table to the digital set-top terminal. Inaddition, the method utilizes an entitlement management message, sent toeach set-top terminal, indicating what software objects the set-topterminal may utilize, and provides a system routine at the digitalset-top terminal that is invoked whenever software object is about to beutilized. The entitlement management message contains the access rightsgiven to a particular set-top terminal, which must match the softwareobject's access requirements for the software object to be utilized. Theentitlement management message may also contain set-top terminalresource control access rights that a given software object may utilize.When the software object requires the utilization of a set-top resource,a second conditional access routine may be invoked to determine theauthorization rights for using the resource. Measures to protect suchmeans are also described. As such the method provides multiple systemcable operators (MSG's) with additional capabilities to maintain securecontrol of features and applications running on their networks andwithin the associated set-top terminals.

U.S. Pat. No. 6,745,245 to Carpenter issued on Jun. 1, 2004 and entitled“Managing access to set-top box objects using television conditionalaccess system” discloses methods for using a conditional access systemto modify access control information maintained at a set-top box oranother client system. The access control information regulates theavailability of information or entertainment services at the client orcontrols the ability of scripts executed at the client to access objectsdefined at the client. The conditional access system can be aconventional conditional access, such as those used by cable televisionproviders, that has been adapted to modify the access controlinformation. The access control information includes multiple entries,each being referenced by a token identifier. The conditional accesssystem transmits a command and an accompanying token to the client toinstruct the client how to modify the access control information. Theentry that is to be modified is identified by comparing the token withthe token identifiers. By modifying access control information in thismanner, the entity that operates the conditional access system iscapable of regulating the availability of resources or services at theclient. For example, a selected level of a tiered information servicecan be made available to the client.

U.S. Pat. No. 6,799,196 to Smith, issued Sep. 28, 2004 and entitled“On-demand data streaming parceling” describes a method where a clientdevice, or information appliance such as a personal digital assistant,is capable of receiving multimedia data streams from a server. However,due to processing and display capabilities, the client device may not beable to present the complete data stream, or a user may elect toconfigure the client device not to process data that will unduly reducethe client device's performance. Accordingly, the invention provides amethod and apparatus for allowing a server to determine the native, oruser selected, capabilities of a client device, such that the server canfilter and parse the data into meaningfully presentable data andnon-meaningfully presentable data, and then transmit only themeaningfully presentable data to the client device for processing anddisplay. In an alternative embodiment, the server sends the completedata stream to the client device, and the client device filters andparses the data, and then processes only the meaningfully presentabledata for display on the client device.

U.S. Pat. No. 6,985,934 to Armstrong. et al. issued Jan. 10, 2006 andentitled “Method and system for providing rich media content over acomputer network” describes a method and system for providing rich mediacontent over a computer network. In accordance with the invention, aserver on a physical or wireless computer network polls the software,hardware, or appliance of an end user on the network, for theavailability of software and/or hardware necessary for the display ofrich media content. This polling is transparent to the end user andrequires no action on the part of the end user. Based on the client'sresponse, the server sends an appropriately formatted version of therich media file. The user is not necessarily aware that this transfer istaking place, as it is taking place in the background, while the user isperforming other tasks or viewing content other than that which is beingtransferred. Once the rich media has been transferred in its entiretyand stored, or cached, in the local memory of the client, the rich mediacontent is displayed automatically in a designated display area. Theuser may then be able to manipulate the rich media content withoutaffecting the other content or tasks that were being displayed prior tothe display of the rich media content.

United States Patent Publication No. 20020032754 to Logston, et al.published Mar. 14, 2002 entitled “Method and apparatus for profiling ina distributed application environment” and incorporated herein byreference in its entirety, discloses a method and apparatus for derivingand characterizing the resource capabilities of client devices in adistributed application (DA) network environment. In a first aspect ofthe invention, a method and associated architecture for obtaining clientdevice configuration and resource information are disclosed whichincorporate a distributed profiling entity having a server portion andclient portion, the client portion being used to facilitate query of theclient device, and transfer of device resource and configurationinformation back to the server portion. This information is later usedby the profiling entity to alter and update the distribution of entitycomponents between the server and client device. The client deviceconfiguration may also be altered if required. In a second aspect of theinvention, a method of scaling the aforementioned distributed profilingentity during both initial download and after initiation is disclosed.

United States Patent Publication No. 20020196939 to Unger, et al.published on Dec. 26, 2002 and entitled “Decoding and decryption ofpartially encrypted information” discloses an encryption arrangement formultiple encryption of television programs. A system according toembodiments of the present invention multiple encrypts only a portion ofthe data required for full presentation of a television program topermit coexistence of multiple conditional access encryption systemsassociated with multiple manufacturer's set-top boxes within a singlesystem. By only encrypting a portion of the program, less bandwidth isconsumed than the alternative of multiple encryption of all programdata, thus permitting a larger number of programs to be carried over thesame bandwidth while permitting coexistence of multiple conditionalaccess systems in a single cable television system.

United States Patent Publication No. 20030021412 to Candelore, et al.published on Jan. 30, 2003 and entitled “Partial encryption and PIDmapping” discloses an encryption arrangement for multiple encryption oftelevision programs. A system according to embodiments of the presentinvention multiple encrypts only a portion of the data required for fullpresentation of a television program to permit coexistence of multipleconditional access encryption systems associated with multiplemanufacturer's set-top boxes within a single system. PID mappingtechniques are used to distinguish between multiple encryptions. By onlyencrypting a portion of the program, less bandwidth is consumed than thealternative of multiple encryption of all program data, thus permittinga larger number of programs to be carried over the same bandwidth whilepermitting coexistence of multiple conditional access systems in asingle cable television system.

United States Patent Publication No. 20040123313 to Kao, et al.published on Jun. 24, 2004 and entitled “Method for updating key inDCATV conditional access system” discloses an invention which properlyupdates a key in various situations in order to secure liability of aservice in a conditional access system for a digital cable televisionservice. A method for updating a key in a conditional access system of adigital cable television service includes the step of receiving arequest of changing service from a point of deployment (POD) module ofsubscriber having bidirectional or simplex receiver, changing a serviceat the head/end and sending an entitlement management message (EMM)having a changed key from the head/end to the point of deployment (POD)module.

Video Resolution and Bitrates

More and more U.S. and international households are beginning topurchase High Definition (HD) televisions (HDTV). To keep up with thetrend, multiple systems operators (MSOs) have begun offering a greatervariety of HD television programs to cable customers, thereby allowingfor greater subscriber utilization of the HD capability of theirtelevisions, and ostensibly greater subscriber satisfaction.

Entertainment-quality transmission of HD signals requires about fourtimes as much bandwidth as SD transmission. Although revenues from HDservice may not be four times the revenue from SD service, the abilityto offer HD service is often critical to cable operators' strategy tobeing a leader in digital television service offerings, and maintaininga high level of subscriber satisfaction (and low turnover).

In addition to HD signals, various forms or formats of content encodingare also becoming more prevalent within both content-delivery networks(and associated IP networks), and user devices associated therewith. Forexample, certain types of lossy encoding may be sufficient in certainapplications, as may certain bitrates which are reduced from nominal orhigher-quality bitrates for that codec (such as for portable deviceswhich are unable to handle very high bitrate encodings, or which mayhave reduced resolution display capabilities that cannot make use of HDor other high-quality encodings). Different devices may simply utilizedifferent formats as well, such as for example the use of AVCHD encodersparticularly designed to reduce storage requirements for handheld videodevices.

Moreover, so-called “up-conversion” systems are becoming more prevalent,such as where a given device is adapted to enhance a given bitrate orresolution of encoding (e.g., an SD program stream) to a higherresolution or quality; e.g., to provide “near-HD” quality based on an SDencoding.

Bitrates for various types of content may also be affected by themultiplexing and/or stuffing schemes employed. For example, in manyexisting systems, variable bitrate (VBR) digitally encoded programstreams are converted to constant bitrate (CBR) program streams tofacilitate multiplexing of those program streams to form higher ratestreams more suitable for conveyance on a service provider'stransmission facilities. A variable bitrate (VBR) stream may beconverted to a CBR stream by reducing its bitrate when it exceeds atarget CBR, or adding null bits to it (“stuffing”) when its bitratefalls below the target CBR; this is referred to as “clamping” thestream. This clamping is performed by or after encoding, but beforemultiplexing the program stream with other program streams.

Additionally, as new services and capabilities such as HD VOD, MobileVideo Applications, broadcast switched architecture (BSA) delivery,converged premises capabilities, and the like become more pervasive andare used to an increasing degree within content-based networks, newinterfaces adapted for use with more and different types of end userdevices (and applications) are required. Specifically, extant cable orsatellite network infrastructure and protocols (such as the well knownSession Setup Protocol or SSP) simply do not have the capability todiscover and support the broad variety of content encodings and formats(including video resolution capabilities) used by these end user deviceswhen the network is providing such services. For example, in a cablenetwork, content may be delivered to many different types of devices(and users), including the subscriber's set-top box (STB) itself, aswell as devices associated with but outside of the realm of the STB.Each of these devices may support very different video resolutioncapabilities for rendering of video content.

Moreover, newer devices such as converged premises devices (CPDs),personal media devices (PMDs), laptops, handhelds, and mobile telephonesoften support multiple different encoding/decoding formats orresolutions, and if the MSO network infrastructure is not aware of thiscapability, it cannot make use of it, such as for optimizing theplayback of the content on that target device, or optimizing theoperation of the network itself (e.g., reducing downstream bandwidthconsumption, increasing reliability or user satisfaction, etc.).

So-called “Mobile definition” or MD devices are also becoming moreprevalent, and hence a greater consideration for content providers.Generally, the term “mobile definition” refers to a class of screenresolutions and/or bitrates that are adapted for use on mobile devices,which are typically much less capable in terms of display resolution(and communications bandwidth) than fixed devices such as STBs or PCs.One common metric used to quantify MD display capabilities is pixelresolution, such as e.g., CIF (Common Interchange Format), whichcorresponds to a pixel resolution of 352 pixels by 288 pixels.Similarly, QCIF (Quarter CIF) comprises a pixel resolution of 176 pixelsby 144 pixels, and SQCIF (Sub-Quarter CIF) comprises a resolution of 128pixels by 96 pixels.

Additionally, the foregoing end user devices are often coupled to thenetwork in an ad hoc fashion, such as via a local area wireless link(e.g., WiFi or Bluetooth), serial bus interface (e.g., USB or IEEE Std.1394 “FireWire”), or other data interface that is transient in nature.The communication with the end user device over these ad hoccommunication channels must be taken into account as well.

Hence there is a broad spectrum of consumer premises equipment (CPE)that conceivably would be serviced by content-based networks, rangingfrom small, portable devices with relatively low bitrate interfaces,lower bitrate codecs and lower-resolution displays, to high-endresidential or premises devices adapted to receive and utilize HD orother similar high-resolution or high-bitrate encodings. Somesubscribers in the typical cable network for example might have only anSD receiver and television. Others may have an SD receiver, with“up-conversion” apparatus (e.g., the receiver, a DVR, or DVD player andan associated HDTV monitor). Yet others may have an SD and HD receiverand associated HDTV. Yet others may have a converged premises device(CPD) that acts as a gateway or hub for one or more end-user domaindevices (such as WiFi-enabled laptops, MoCA-enabled PCs, PMDs such asthe now ubiquitous Apple iPod™ and iPhone™ devices, etc.)

Unfortunately, no mechanism for allowing such devices to report theirvideo resolution or bitrate capabilities to the network (e.g., anapplication server or SRM at the headend), or alternatively for thenetwork to discover these capabilities, currently exists in suchnetworks. In effect, the prior art network delivers video or audiocontent encoded or formatted based on other considerations (e.g.,selection by a subscriber of an HD or SD channel), and gives noconsideration to what the ultimate use of the content may be; e.g.,delivery to a connected PMD with a low-resolution display and perhapslimited processing, storage, and/or power capabilities. This lack ofprofiling capability will become increasingly limiting in the nearfuture as more and more devices with heterogeneous capabilities arelinked to MSO or satellite networks, since an increasing number ofissues relating to lack of compatibility or communication/transparencywill exist, thereby increasing user frustration.

Deficiencies of the Prior Art

Based on the foregoing, there is a salient need for improved methods andapparatus able to readily identify the different capabilities of two ormore heterogeneous client devices on a network during the delivery ofdigital programming and other information, and make dynamic andeffective use of this information. This includes, inter alia, addressingthe lack of facility in prior art client or consumer premises devicesfor dynamically determining available: (i) conditional access systemsupport; (ii) codec support, (iii) display/resolution and bitratecapabilities; and (iv) supported network interfaces.

As previously noted, new client or consumer premises devices may utilizeany number of different conditional access types, codecs, displayresolutions, bitrates, and/or network interfaces, and hence somemechanism is needed for conveying a device's capabilities to anappropriate network entity, wherein decisions can be made in real timeas to how to encrypt content before it is delivered to the device, howto compress/encode it, what resolution to select, and over whichchannels to deliver it. Additionally, user or subscriber expectationsmust be managed so that electronic program guides (EPGs) or other suchlistings of available programs contain only those programs or contentelements that are compatible with that user's client device.

Such improved methods and apparatus would also ideally be implementedusing substantially existing infrastructure, thereby obviatingsignificant modifications or expense in implementing such capability.

Such improved methods and apparatus would further ideally allow forcommonalities or other aspects of client device configuration oroperation to be identified within the network or segments thereof, sothat these commonalities or aspects could be leveraged to provide abenefit, such as in terms of optimizing network operation by reducingbandwidth requirements or loading.

Moreover, these methods and apparatus could be “self-healing” from thestandpoint that any errors or deficiencies (in terms of capabilities)within a given network client device could be readily identified andrapidly corrected if desired, thereby avoiding user frustration at beingunable to receive and view certain content.

With respect to video resolution, there is a further need for improvedmethods and apparatus for use in a content-based network that wouldprovide the network with the ability to discover the various resolutioncapabilities of heterogeneous “target” end user devices such as STBs,PMDs, laptops, handhelds, mobile phones, etc., and optimize the deliveryof content to these devices (whether for the benefit of the end user,the network operator, or both).

Such improved methods and apparatus would also be able to perform thisdiscovery across a broad variety of protocols and device types, and soas to support ad hoc networking or connections within the end userdomain.

SUMMARY OF THE INVENTION

The foregoing needs are satisfied by the present invention, whichdiscloses, inter alia, methods and apparatus for selecting appropriatetechnology for programming and data delivery over a network.

In a first aspect of the invention, a system for distributing videoprogramming on-demand is disclosed. In one embodiment, the systemcomprises: a plurality of video signal processing devices, each thedevice having a plurality of video display resolution capabilities andconfigured to generate a capabilities profile relating at least in partto the video resolution capabilities, and receive video programmingsignals; a video-on-demand server configured to receive the capabilitiesprofile from individual ones of the devices and identify on-demand videoprogramming that is compatible with individual ones of the capabilitiesprofiles; and a network connecting the video signal processing devicesto the video on-demand server, and capable of transmitting thecapabilities profiles and information relating to the identifiedcompatible on-demand video programming between the video signalprocessing devices and the video on-demand server.

In one variant, the identification of on-demand programming byvideo-on-demand server comprises, substantially in response to receivingat least one of the capabilities profiles, processing at least a portionof the on-demand programming according so as to make the processed atleast portion compatible with at least one of the video resolutioncapabilities.

In another variant, at least some of the video signal processing devicesdetermine the set of capabilities by polling at least one hardware orsoftware module.

In yet another variant, at least some of the video processing devicesfurther comprise a digital processor and software running thereon, thesoftware comprising a operating system and an application component, theapplication component being adapted to request a video resolutioncapabilities profile from the device, and the operating systemconfigured to poll at least one hardware or software module.

In still a further variant, the network comprises a hybrid fiber coaxial(HFC) cable television network, and at least a portion of the pluralityof devices has heterogeneous video resolution capabilities.

In a second aspect of the invention, a method of operating clientequipment in communication with a content-based network is disclosed. Inone embodiment, the equipment comprises a plurality of supported videodisplay options and at least one application, and the method comprises:running the at least one application; providing at least one hardware orsoftware interface capable of interface with the video display options;discovering the display options; and reporting the discovered options toa process. The network comprises for example a multi-channeldistribution network of the hybrid fiber coax (HFC) type, and the clientequipment comprises a digital set-top box.

In one variant, the act discovering comprises the act of polling acomponent or software registry of the client equipment to identify theoptions, and the act of reporting to a process comprises transmitting asession setup protocol message to a session resource manager (SRM)process located remote from the client equipment on the content-basednetwork. The video display options may be e.g., selected from a groupconsisting of: (i) HD, (ii) SD, and (ii) near-HD.

In another variant, discovering the video display options comprisesmaking a call made using a predefined application programming/interface(API). 12. The method of Claim 6, wherein the client equipment isselected from the group consisting of: (i) a set-top box; and (ii) apersonal media device (PMD) coupled directly or indirectly through aninterface to a cable network.

In still a further variant, the act of discovering comprises reading acapabilities registry of the client equipment.

In another variant, the client equipment is in data communication withthe network via a set-top box, and the act of reporting comprisestransmitting the discovered video display options over the network viathe set-top box.

In yet a further variant, the act of reporting to a process comprisestransmitting a message to a software process configured to control atleast in part the switching of program streams within a broadcastswitched architecture network.

In a third aspect of the invention, a method for operating a videoprocessing device for use in a content-based network is disclosed. Inone embodiment, the method comprises: polling a set of components of thevideo processing device for video display capabilities; receiving one ormore video display capabilities in response to the polling; andgenerating information describing the video display capabilitiessupported.

In one variant, the video processing device comprises one of a set-topbox, or personal media device, and the method further comprisestransmitting a session-based protocol message to a session resourcemanager (SRM) located on the content-based network remote from theset-top box or personal media device.

In another variant, the session-based protocol comprises: a descriptorparameter describing a particular resource descriptor; a descriptorlength parameter; and a data field.

In yet another variant, the method further comprises: receiving a listof programs available for video-on-demand viewing, the list selectedbased at least in part on the act of generating information; displayingthe list of programs to a user; receiving a selection from the user;transmitting the selection; receiving video programming; accessing thevideo programming based at least in part on one of the supported videodisplay capabilities; and displaying the video programming.

In a farther variant, the method farther comprises transmitting amessage to a software process configured to control at least in part thedelivery of program streams to a node within a broadcast switchedarchitecture (BSA) network.

In a fourth aspect of the invention, apparatus for receiving digitalinformation from a network, the digital information being encoded isdisclosed. In one embodiment, the apparatus comprises a microprocessorfor running software modules, and further comprises: a plurality ofvideo display components, each having a substantially distinct videodisplay resolution capability; an application for obtaining a videodisplay resolution profile; and an operating system for polling theplurality of data decoding components in order to generate infoituationfor the video display resolution profile.

In one variant, the plurality of video display components comprises aplurality of software-based video display functions and an associatedvideo display support registry.

In another variant, the application is further configured to generateand transmit a video display resolution capability message using asession-based protocol.

In yet a further variant, the apparatus further comprises a radiofrequency (RF) interface for at least receiving modulated digital RFsignals.

In another variant, the application is rendered using an object orientedprogramming language.

In other variants, the apparatus is in data communication with a set-topbox adapted for use in cable television network, and/or a DOCSIS cablemodem adapted for use in cable television network.

In a fifth aspect of the invention, improved network server apparatus isdisclosed. In one embodiment, the apparatus comprises: a processor; astorage device in data communication with the processor; and a computerprogram configured to run on the processor, the program being adaptedto: receive video display resolution profile information from at leastone network client device; determine at least one content elementcompatible with the profile information; and generate information fortransmission to the at least one client device relating to the at leastone content element.

In one variant, the network comprises a content-based cable network, andthe server comprises a server process associated with a video-on-demandfunction of the network.

In another variant, the computer program is further adapted to: identifywhen two or more of the at least one client devices have the same videodisplay resolution information; and invoke a bandwidth-conservingcontent delivery mechanism to at least the two or more devices.

In a sixth aspect of the invention, a method of configuring programmingdeliverable over a network that is available for on-demand viewing by auser is disclosed. In one embodiment, the method comprises: receivingfrom the user information relating to at least one video displayresolution according to which the programming is to be encoded; andprocessing the programming consistent with the video display resolution.

In one variant, the method further comprises transmitting theprogramming to the user over the network while the processing is stillin progress.

In another variant, the method further comprises transmitting theprogramming to the user over the network before the processing isperformed, and then performing the processing using the user's consumerpremises equipment (CPE).

In a seventh aspect of the invention, a method of doing business over acable television network is disclosed. In one embodiment, the methodcomprises: receiving first information relating to the video displayresolution capabilities of a plurality of CPE operatively communicatingwith the network; receiving second information relating to therespective subscription level of subscribers associated with theplurality of CPE; and selecting, based at least in part on the first andsecond information, one of a plurality of variants of a content elementfor delivery to each of the plurality of CPE.

In an eighth aspect of the invention, a method of operating a network isdisclosed. In one embodiment, the network comprises a switched contentdelivery network having a node and a switching mechanism controllingdelivery of programs to the node, and the method comprises: providing aplurality of programs to the switching mechanism; obtaining firstinformation relating to the video display resolution capabilities ofparticular client devices serviced by the node; obtaining secondinformation relating to program requests from the plurality of clientdevices; and based at least in part on the first and second information,selectively switching at least one of the programs for delivery to thenode using at least the switching mechanism.

In one variant, the switched content delivery network comprises abroadcast switched architecture (BSA), and the act of obtaining firstinformation comprises obtaining information relating to the videodisplay resolution capabilities available to individual ones of theclient devices.

These and other aspects of the invention shall become apparent whenconsidered in light of the disclosure provided below.

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1 is a functional block diagram illustrating an exemplary HFCnetwork configuration useful with the present invention.

FIG. 1 a is a functional block diagram illustrating one exemplaryhead-end configuration of an HFC network useful with the presentinvention.

FIG. 2 is a flow chart illustrating a method of operation performed inaccordance with one embodiment of the invention.

FIG. 2 a is a graphical representation of one embodiment of a softwarearchitecture adapted for CPE capability profiling and program selectionaccording to the present invention.

FIG. 2 b is a flow chart illustrating another embodiment of the methodof operating a content-based network performed in accordance with oneembodiment of the invention.

FIG. 3 is a functional block diagram of exemplary CPE configured inaccordance with one embodiment of the invention.

FIG. 3 a is functional block diagram of exemplary CPE configured inaccordance with a second embodiment of the invention, wherein a cablemodem (CM) is also integrated.

FIG. 3 b is functional block diagram of exemplary CPE configured inaccordance with a third embodiment of the invention, wherein CableCard™conditional access functionality is also present within the CPE.

FIG. 4 is a flow chart illustrating the operation of a CPE whenconfigured in accordance with one embodiment of the invention.

FIG. 5 is a functional block diagram illustrating the operation of CPEin gathering profile data when configured in accordance with oneembodiment of the invention.

FIG. 6 is a functional block diagram of one embodiment of a network(server) device adapted for capability profile analysis and selectionaccording to the invention.

FIG. 7 a is a functional block diagram illustrating one exemplary localservice node configuration useful with the present invention.

FIG. 7 b is a functional block diagram illustrating one exemplarybroadcast switched architecture (BSA) network useful with the presentinvention.

DETAILED DESCRIPTION OF THE INVENTION

Reference is now made to the drawings wherein like numerals refer tolike parts throughout.

As used herein, the term “application” refers generally to a unit ofexecutable software that implements theme-based functionality The themesof applications vary broadly across any number of disciplines andfunctions (such as e-commerce transactions, brokerage transactions,mortgage interest calculation, home entertainment, calculator etc.), andone application may have more than one theme. The unit of executablesoftware generally runs in a predetermined environment; for example, theunit could comprise a downloadable Java Xlet™ that runs within theJavaTV™ environment.

As used herein, the terms “client device” and “end user device” include,but are not limited to, personal computers (PCs) and minicomputers,whether desktop, laptop, or otherwise, set-top boxes such as theMotorola DCT2XXX/5XXX and Scientific Atlanta Explorer2XXX/3XXX/4XXX/8XXX series digital devices, personal digital assistants(PDAs) such as the RIM Blackberry®, “Palm®” family of devices, handheldcomputers, personal communicators, SIP phones, J2ME equipped devices,cellular telephones and smartphones, personal music or media devices, orliterally any other device capable of interchanging data with a network.

As used herein, the term “codec” refers to an video, audio, or otherdata coding and/or decoding algorithm, process or apparatus including,without limitation, those of the MPEG (e.g., MPEG-1, MPEG-2, MPEG-4,etc.), Real (RealVideo, Helix, etc.), AC-3 (audio), DiVX, XViD/ViDX,Windows Media Video (e.g., WMV 7, 8, or 9), ATI Video codec, AVC/H.264,Flash Video (FLV/H.263), or VC-1 (SMPTE standard 421M) families.

As used herein, the term “computer program” is meant to include anysequence or human or machine cognizable steps which perform a function.Such program may be rendered in virtually any programming language orenvironment including, for example, C/C++, Fortran, COBOL, PASCAL,assembly language, markup languages (e.g., HTML, SGML, XML, VoXML), andthe like, as well as object-oriented environments such as the CommonObject Request Broker Architecture (CORBA), Java™ (including J2ME, JavaBeans, etc.) and the like.

As used herein, the term “conditional access” refers to any accesscontrol scheme, whether implemented in hardware, software, or firmware(or combinations thereof), including without limitation members of the“Powerkey” family (Powerkey Book 2, Powerkey Book 3, etc.), NDS(including VideoGuard, mVideoGuard, etc.), ANSI/SCTE Standard 52 2003(DVS-042), incorporated herein by reference in its entirety, andMotorola/General Instrument DigiCipher® family (DigiCipher H, etc.).These can be implemented using, for example, the so-called “CableCard”plug-in security module access technology, a downloadable CA system(DCAS), or otherwise.

Similarly, the terms “Consumer Premises Equipment (CPE)” and “hostdevice” refer to any type of electronic equipment located within aconsumer's or user's premises and connected to a network. The term “hostdevice” refers generally to a terminal device that has access to digitaltelevision content via a satellite, cable, or terrestrial network. Thehost device functionality may be integrated into a digital television(DTV) set. The term “consumer premises equipment” (CPE) includes suchelectronic equipment such as set-top boxes, televisions, Digital VideoRecorders (DVR), gateway storage devices (Furnace), personal mediadevices (PMDs), and ITV Personal Computers.

As used herein, the term “DOCSIS” refers to any of the existing orplanned variants of the Data Over Cable Services InterfaceSpecification, including for example DOCSIS versions 1.0, 1.1, 2.0 and3.0. DOCSIS (version 1.0) is a standard and protocol for internet accessusing a “digital” cable network. DOCSIS 1.1 is interoperable with DOCSIS1.0, and has data rate and latency guarantees (VoIP), as well asimproved security compared to DOCSIS 1.0. DOCSIS 2.0 is interoperablewith 1.0 and 1.1, yet provides a wider upstream band (6.4 MHz), as wellas new modulation formats including TDMA and CDMA. It also providessymmetric services (30 Mbps upstream).

As used herein, the term “DTV Network Provider” refers to a cable,satellite, or terrestrial network provider having infrastructurerequired to deliver services including programming (e.g., digital TV)and data over those mediums.

As used herein, the term “DVI” (digital video interface) refersgenerally to any type of interface (e.g., hardware and/or software)adapted to provide interface and/or conversion between different formatsor domains, including without limitation interfaces compliant with theDigital Display Working Group (DDWG) DVI specification (e.g., DVI-A,DVI-D, and DVI-I).

As used herein, the term “DVR” (digital video recorder) refers generallyto any type or recording mechanism and/or software environment wherebycontent sent over a network can be recorded and selectively recalled.Such DVR may be dedicated in nature, or part of a non-dedicated ormulti-function system.

As used herein, the term “head-end” refers generally to a networkedsystem controlled by an operator (e.g., an MSO or multimedia specificoperator) that distributes programming to MSO clientele using clientdevices. Such programming may include literally any informationsource/receiver including, inter alfa, free-to-air TV channels, pay TVchannels, interactive TV, and the Internet. DSTBs may literally take onany configuration, and can be retail devices meaning that consumers mayor may not obtain their DSTBs from the MSO exclusively. Accordingly, itis anticipated that MSO networks may have client devices from multiplevendors, and these client devices will have widely varying hardwarecapabilities. Multiple regional head-ends may be in the same ordifferent cities.

As used herein, the term “middleware” refers to software that generallyruns primarily at an intermediate layer in a software or protocol stack.For example, middleware may run on top of an operating system andplatform hardware, and below applications.

As used herein, the terms “network” and “bearer network” refer generallyto any type of telecommunications or data network including, withoutlimitation, hybrid fiber coax (HFC) networks, satellite networks, telconetworks, and data networks (including MANS, WANs, LANs, WLANs,interacts, and intranets). Such networks or portions thereof may utilizeany one or more different topologies (e.g., ring, bus, star, loop,etc.), transmission media (e.g., wired/RF cable, RF wireless, millimeterwave, optical, etc.) and/or communications or networking protocols(e.g., SONET, DOCSIS, IEEE Std. 802.3, ATM, X.25, Frame Relay, 3GPP,3GPP2, WAP, SIP, DSM-CC, RTSP, UDP, FTP, RTP/RTCP, TCP/IP, H.323, etc.).

As used herein, the term “network interface” refers to any signal ordata interface with a component or network including, withoutlimitation, those of the Firewire (e.g., FW400, FW800, etc.), USB (e.g.,USB2), Ethernet (e.g., 10/100, 10/100/1000 (Gigabit Ethernet), 10-Gig-E,etc.), MoCA, Serial ATA (e.g., SATA, e-SATA, SATAII), Ultra-ATA/DMA,Coaxsys (e.g., TVnet™), radio frequency tuner (e.g., in-band or 0013,cable modem, etc.), WiFi (802.11a,b,g,n), WiMAX (802.16), PAN (802.15),or IrDA families.

As used herein, the term “network agent” refers to any network entity(whether software, filmware, and/or hardware based) adapted to performone or more specific purposes. For example, a network agent may comprisea computer program running in server belonging to a network operator,which is in communication with one or more processes on a CPE or otherdevice.

As used herein, the term “process” refers, without limitation, toexecutable software; e.g., that runs within its own CPU environment. Aserver process is an executable software process that serves variousresources and information to other processes (clients) that requestthem.

The term “processor” is meant to include any integrated circuit or otherelectronic device (or collection of devices) capable of performing anoperation on at least one instruction including, without limitation,reduced instruction set core (RISC) processors, CISC microprocessors,microcontroller units (MCUs), CISC-based central processing units(CPUs), and digital signal processors (DSPs). The hardware of suchdevices may be integrated onto a single substrate (e.g., silicon “die”),or distributed among two or more substrates. Furthermore, variousfunctional aspects of the processor may be implemented solely assoftware or firmware associated with the processor.

As used herein, the term “trickle download” refers to without limitationany delivery or download mode which is at a rate appreciably less thanthe maximum capability of the extant network over which the downloadedcontent is being delivered. For example, one type of trickle downloadmight comprise a slow, substantially constant rate download “in thebackground” using small amounts of excess primary bandwidth capability.Trickle downloads may programmatic (e.g., predetermined to continue inone session until complete, such as based on a bandwidth reservation),or may also be opportunistic; e.g., conducted in two or more segments asexcess capacity becomes available.

As used herein, the term “video” is meant to generally include, withoutlimitation, audio and/or video and other associated multimediainformation that comprise content, such as for example an on-demandprogram. Exemplary types of services and models for providing such videoinclude, without limitation, Video-On-Demand (VOD), IPTV, “Video To Go”,and network personal video recorder (NPVR).

Overview

The present invention provides, inter alia, improved apparatus andmethods for the management and control of electronic devices connectedto a network. In one embodiment, the network comprises an HFC cable orsatellite network, and the electronic devices comprise set-top boxes,PMDs, laptops, mobile telephones, or other types of equipment containingone or more hardware and software functions or modules. The hardware andsoftware functions/modules of the different devices on the networkcontain various capabilities and options relating to videoencoding/decoding, bitrate, and/or display resolution. Thesecapabilities are utilized as a basis for determining which encodingformat, bitrate and/or resolution to utilize for delivery of content toeach particular client device.

The techniques of the present invention can advantageously be used fordevices including e.g., set-top boxes, PCs, mobile devices and phones,personal video encoders (PVEs, such as the “Slingbox”), and PMDs, andfor delivery paradigms or services including for example VoD, broadcastswitched delivery (e.g., BSA), IPTV, so-called “video to go”, nPVR ornDVR, as well as for “slung” content.

In one embodiment, the network is capable of video-on-demand (VOD)delivery, and includes a VOD server and associated session resourcemanager (SRM) that acts to select and deliver the desired content toeach subscriber in a device-specific fashion based on sessionsestablished between the server and client.

In another embodiment, the client device or CPE is used to provide atleast a portion of analysis of its own capabilities, as well asselection of suitable content compatible with those capabilities.

In yet another embodiment, the network comprises a broadcast switchedarchitecture (BSA), and the client device information is used as a basisfor hub/node switching decisions.

In another aspect of the invention, end user devices are configured toreport or allow discovery of their video resolution capabilities to anetwork entity (e.g., application server), the latter comprising asoftware process that evaluates the information received from the deviceand decides what video resolution, bitrate, etc. will be delivered tothe requesting device.

The improved methods and apparatus of the invention are readilyimplemented using substantially existing infrastructure, therebyobviating significant modifications or expense in implementing suchcapability.

These apparatus and methods are also optionally configured to identifycommonalities or other aspects of client device configuration oroperation, so that these commonalities or aspects can be leveraged toprovide inter alia, optimization of network operation by reducingbandwidth requirements or loading.

The disclosed methods and apparatus are also substantially“self-healing” from the standpoint that any errors or deficiencies (interms of capabilities) within a given network client device can bereadily identified and rapidly corrected if desired, such as wherecodecs or applications are downloaded directly to a client device inorder to provide it with additional functionality.

An operational and business rules “engine” useful in implementingvarious network policies is also disclosed.

Improved network server and CPE apparatus capable of implementing theaforementioned methodologies are also described, as well as mechanismsto implement operational and/or business rules during system operation.

DETAILED DESCRIPTION OF EXEMPLARY EMBODIMENTS

Exemplary embodiments of the apparatus and methods of the presentinvention are now described in detail.

While these exemplary embodiments are described in the context of theaforementioned hybrid fiber coax (HFC) cable system architecture havingan multi-systems operator (MSO), digital networking capability, andplurality of client devices/CPE, the general principles and advantagesof the invention may be extended to other types of networks andarchitectures, whether broadband, narrowband, wired or wireless, orotherwise, the following therefore being merely exemplary in nature. Forexample, these techniques can readily be employed in the context of abroadband satellite network, or even a mobile communications system suchas that described in co-pending and co-owned U.S. patent applicationSer. No. 11/258,229 filed Oct. 24, 2005 and entitled “Method andApparatus For On-Demand Content Transmission and Control Over Networks”,which is incorporated herein by reference in its entirety.

It will also be appreciated that while described generally in thecontext of a network providing service to a customer (i.e., home) enduser domain, the present invention may be readily adapted to other typesof environments including, e.g., commercial/enterprise, andgovernment/military applications.

System Architecture—

FIG. 1 illustrates a high-level diagram of a typical content-basednetwork configuration with which the conditional access determinationand selection methodologies of the present invention may be used. Thevarious components of the network 100 include (i) one or more data andapplication origination points 102; (ii) one or more content or programsources 103; (iii) one or more application/data/content distributionservers 104; (iv) one or more VOD servers 105, and (v) consumer premisesequipment (CPE) 106. The distribution server(s) 104, VOD servers 105 andCPE(s) 106 are connected via a bearer (e.g., HFC) network 101. A simplearchitecture comprising one of each of the aforementioned components102, 104, 105, 106 is shown in FIG. 1 for simplicity, although it willbe recognized that comparable architectures with multiple originationpoints, distribution servers, VOD servers, and/or CPE devices (as wellas different network topologies) may be utilized consistent with theinvention. For example, the head-end architecture of FIG. 1 a (describedin greater detail below) may be used.

The application origination point 102 comprises any medium that allowsan application (such as a data download application or VOD-basedapplication) to be transferred to a distribution server 104. This caninclude for example an application vendor website, CD-ROM, externalnetwork interface, mass storage device (e.g., RAID system), etc. Suchtransference may be automatic, initiated upon the occurrence of one ormore specified events (such as the receipt of a request packet or ACK),performed manually, or accomplished in any number of other modes readilyrecognized by those of ordinary skill.

The content source 103 may comprise any indigenous (i.e., MSO) or thirdparty provider of content, whether direct or indirect. This content maycomprise an MPEG (e.g., MPEG-2, MPEG-4, etc.) stream, or otherwise. Thecontent may also pass through one or more intermediary nodes orconditioning process before transmission over the network 101, as iswell understood in the art.

The application distribution server 104 comprises a computer systemwhere such applications can enter the network system. Distributionservers are well known in the networking arts, and accordingly notdescribed further herein.

The VOD server 105 a computer system where on-demand content, as well asthe data discussed in greater detail below) can be received from one ormore data sources 102 and enter the network system. These sources maygenerate the content/data locally, or alternatively act as a gateway orintermediary from a distant source. In one embodiment, the VOD server105 includes the Session Resource Manager (SRM) functionality, and asksthe Digital Network Control System (DNCS) for resources. The DNCSresponds with negative or positive response to the request, and the VODserver implements the appropriate resource allocation logic. Forexample, when a new VOD session request is made, the SRM receives thatrequest, allocates bandwidth on a downstream QAM channel, and sends theinformation back to the CPE that made the request so that it can tune tothe right RF channel and the VOD program therein. Since the SRM controlsmapping of incoming VOD session requests to QAM channels within theService Group, it is an appropriate place for a Cable Operator toenforce RF channel usage and other policies, including CA. In general,SRM should maximize availability of bandwidth to VOD sessions (byefficiently recycling bandwidth from expired sessions) and by ensuringsome level of redundancy in case of equipment failure (e.g. a QAMmodulator fails).

It will be appreciated that while several exemplary embodiment of theinvention are described in the content of an SRM closely associated witha VOD server, (i) the SRM may be located outside of or at a locationseparate from the VOD server (such as, e.g., on a LAN or WAN in datacommunication with the VOD server or its proxy); and (ii) one or moreentities other than an SRM may be used to provide the describedfunctionality. See, e.g., the discussion of the broadcast switchedarchitecture (BSA) embodiments described subsequently herein.

The CPE 106 includes any equipment in the “customers' premises” (orother locations, whether local or remote to the distribution server 104)that can be accessed by a distribution server 104. Such CPEs 106comprise processors and associated computer memory (and optionally massstorage) adapted to store and run the downloaded or residentapplication, as well as receive and store the streamed in-band contentand data. In the present context, at least a portion of the CPEapplication necessary to facilitate conditional access can itself bedownloaded to the CPE 106, wherein the latter executes the downloadedapplication(s)/components in order to enable the CPE to receiveappropriate types of data, although it will be recognized that theapplication(s) may also be resident on the CPE before download, receivedfrom another source (such as a third party Internet site, CD-ROM, etc.).

Referring now to FIG. 1 a, one exemplary embodiment of a head-endarchitecture useful with the present invention is described. As shown inFIG. 1 a, the head-end architecture 150 comprises typical head-endcomponents and services including billing module 152, subscribermanagement system (SMS) and CPE configuration management module 154,cable-modem termination system (CMTS) and OOB system 156, as well asLAN(s) 158, 160 placing the various components in data communicationwith one another. It will be appreciated that while a bar or bus LANtopology is illustrated, any number of other arrangements as previouslyreferenced (e.g., ring, star, etc.) may be used consistent with theinvention. It will also be appreciated that the head-end configurationdepicted in FIG. 1 a is high-level, conceptual architecture and thateach MSO may have multiple head-ends deployed using customarchitectures.

The architecture 150 of FIG. 1 a further includes amultiplexer/encrypter/modulator (MEM) 162 coupled to the HFC network 101adapted to “condition” content for transmission over the network. Thedistribution servers 104 are coupled to the LAN 160, which providesaccess to the MEM 162 and network 101 via one or more file servers 170.The VOD servers 105 are coupled to the LAN 160 as well, although otherarchitectures may be employed (such as for example where the VOD serversare associated with a core switching device such as an 802.3z GigabitEthernet device). As previously described, information is carried acrossmultiple channels. Thus, the headend must be adapted to acquire theinformation for the carried channels from various sources. Typically,the channels being delivered from the headend 150 to the CPE 106(“downstream”) are multiplexed together in the headend and sent toneighborhood hubs via a variety of interposed network components.

Content (e.g., audio, video, data, files, etc.) is provided in eachdownstream (in-band) channel associated with the relevant service group.To communicate with the headend or intermediary node (e.g., hub server),the CPE 106 may use the out-of-band (OOB) or DOCSIS channels andassociated protocols. The OCAP 1.0, 2.0, 3.0 (and subsequent)specification provides for exemplary networking protocols bothdownstream and upstream, although the invention is in no way limited tothese approaches.

The transmission channels from the head end to the CPE may be 6 MHzbands populating a forward passband, e.g., 350-750 MHz band, of acoaxial cable, which is allocated for downstream communication fromheadend 105 to a set-top terminal. The use of other channel bandwidthsand frequencies is also consistent with the present invention.

It should be noted at this point that the term “transmission channel” isto be distinguished with a “program channel.” A “transmission channel”signifies a designated frequency band through which a transport streamcontaining broadcast programs is transmitted. On the other hand, a“program channel” signifies the source of the program material selectedby a user to view. For example, a user may select program channel 2 toview program material provided by CBS, program channel 14 to viewprogram material provided by ESPN; program channel 32 to view programmaterial provided by MTV, and so forth.

Upstream data from a set-top or other device to the headend 105 may becommunicated via a reverse passband, e.g., 5-40 MHz band, of a coaxialcable. The reverse passband comprises reverse data channels (RDCs)having a 1 MHz bandwidth in this instance, through which quaternaryphase shift keying (QPSK) signals containing upstream data aretransmitted. It should be noted that the 1 MHz bandwidth allocated foran RDC here is for illustrative purposes only.

It will also be recognized that the multiple servers (OD or otherwise)can be used, and disposed at two or more different locations if desired,such as being part of different server “farms”. These multiple serverscan be used to feed one service group, or alternatively differentservice groups. In a simple architecture, a single server is used tofeed one or more service groups. In another variant, multiple serverslocated at the same location are used to feed one or more servicegroups. In yet another variant, multiple servers disposed at differentlocation are used to feed one or more service groups. One exemplarymulti-server architecture particularly useful with the present inventionis described in co-pending and co-owned United States Patent ApplicationPublication No. 20020059619 to Lebar published May 16, 2002 and entitled“Hybrid central/distributed VOD system with tiered content structure”which is incorporated herein by reference in its entirety.

In the exemplary embodiment of the content delivery network of theinvention, a hybrid central/distributed and tiered video-on-demand (VOD)service network with tiered content structure is disclosed. Inparticular, the exemplary system uses media servers located in both thehead-end and hub stations. Set-top boxes generally would be supplied VODservices from the high-demand content media (and optionally data, asdiscussed below) servers located in the hub station nearest to the user.The central media server located in the head-end would be used as aninstalled backup to the hub media servers; as the primary source forlower demand VOD services and as the source of the real time, centrallyencoded programs with PVR (personal video recorder) capabilities. Bydistributing the servers to the hub stations, the size of the fibertransport network associated with delivering VOD services from thecentral head-end media server is reduced. Hence, each user has access toseveral server ports located on at least two servers. Multiple paths andchannels are available for content and data distribution to each user,assuring high system reliability and enhanced asset availability.Substantial cost benefits are derived from the reduced need for a largecontent distribution network and the reduced storage capacityrequirements for hub servers.

High speed data download capability can also be provided via theaforementioned VOD infrastructure; a description of an exemplaryhigh-speed data system and methods for use over a video-on-demand systemcan be found in co-pending and co-owned U.S. patent application Ser. No.11/013,665 filed Dec. 15, 2004 and entitled “Method and Apparatus forHigh Bandwidth Data Transmission in a Content Based Networks”, which isincorporated herein by reference in its entirety.

The CMTS 156 generates network data that is transmitted by way of MEM162 on the out of band channels. Typically the network data comprisesinteract protocol (IP) packets that provide, inter alfa, user access tointernetworking (e.g., the Internet).

The VOD server 105 (or its proxy) contains a programming library andassociated database. The database includes, among other things, a listof the programming and the types of encoding and conditional accesstechnologies that are to be used with each program.

Methods—

FIG. 2 is a flow chart illustrating an exemplary method of operationperformed in accordance with one embodiment of the invention.

The exemplary process 200 begins at step 202, wherein a description orlist of capabilities (“profile”) relating to one or more CPE 106 isaccessed. This list may be generated and transmitted using a sessionsetup protocol (SSP) message generated by the CPE 106; this protocol isdescribed in greater detail subsequently herein, although it will berecognized that any number of different protocols can be used consistentwith the invention, such as for example the Session Initiation Protocol(SIP), those specified in Part 6 of “MPEG-2: Digital StorageMedia-Command And Control” (referred to as DSM-CC) defined under theISO/IEC 13818-6 International Standard, IGMPv.3, a Trivial File TransferProtocol (TFTP), Real Time Protocol (RTP/RTCP), the Real Time StreamingProtocol (RTSP), or the Lightweight Stream Control Protocol (LSCP).Alternatively, the description or list may be retained in anotherlocation (e.g., proxy, network agent, head-end database, or third partyserver), and provided from this location via a messaging interface andprotocol, or other such mechanism (e.g., direct database access by a VODserver process).

The capabilities described or listed can include, e.g., the conditionalaccess capabilities of the CPE, the video compression/decodingcapabilities, processing and memory capability (“thickness” of the CPE'shardware/middleware architecture), hardware or API registry information,etc. Additionally, the network connections and network interfacesaccessible to the CPE can be reported if desired.

The foregoing information can also be provided on a “specific request”basis, such as where a request is transmitted to the CPE 106 (orgenerated internally) to determine if a specific capability, API, etc.(and only that capability, API, etc.) is present in and accessible tothe CPE 106. This approach obviates having to generate highly detailedand potentially lengthy capabilities profile on a routine or frequentbasis (e.g., every time the CPE 106 is polled), especially when therequired capability, etc. is already identified and readily ascertained.

Where used, upstream transmission of the CPE capabilities profile(s) canbe conducted on any number of different bases, including withoutlimitation: (i) at a prescribed periodicity; (ii) upon occurrence of anevent (e.g., at CPE or VOD server start-up, or a change in capabilitiesof the CPE, such as application upgrade installation); (iii) uponparticular request from an upstream entity; (iv) based on upstream(e.g., OOB) bandwidth availability, etc.

Upon gaining access to the capabilities profile of the CPE, theprocessing entity (e.g., SRM associated with the VOD server 105) willcompare that profile to a list, table, or similar structure containinginformation on available content elements (e.g., programs), includingthe conditional access mechanisms available for those programs.Similarly, other parameters associated with that program can beevaluated, such as e.g., appropriate video codecs, etc. The processingentity will then create a list of programs that are available forviewing by the CPE 106 for which the profile was derived, and at step204 the processing entity will transmit the list of programming to theCPE 106.

At step 206, the CPE will present the list of programs available for use(e.g., VOD selection) by a subscriber. This presentation is typicallyaccomplished via a visual display, such as via the user's monitor ortelevision, although another presentation system (e.g., GUI or menustructure on a PC, audible cues, etc., may also be used. One exemplaryapparatus and method for transmitting and displaying program listinginformation is described in co-pending and co-owned U.S. patentapplication. Ser. No. 10/390,963 (Client Docket No. 61575.1014) filedMar. 18, 2003 and entitled “TECHNIQUE FOR PROVIDING PROGRAM GUIDE DATATHROUGH A COMMUNICATIONS NETWORK DELIVERING PROGRAMMING CONTENT”, whichis incorporated in its entirety herein by reference, although it will beappreciated by those of ordinary skill that other techniques may be usedalone or in combination with the foregoing.

At step 208, the user selects a particular program for viewing, such asvia an existing VOD client application (e.g., on-screen navigator orsimilar application) resident on the CPE 106. This selection isforwarded to VOD server 105, such as via upstream message or signalinginterfaces of the type well known in the art, and the server 105 causesdelivery of the program to the user via, e.g., session and streaminstantiation. In one embodiment, the program comprises the only variantof the program available for delivery; i.e., server has a singlevariant, and determines via the foregoing method whether or not a givenCPE 106 is capable of utilizing the program (e.g., has the necessary CAcapability, codec, etc.). CPE not having adequate facility for access ordecoding of the program are not given the option to select it.

In an alternate variant, the server 106 or other content source has aplurality of different variants of a given program available fordelivery, and the processing entity evaluates the capabilities of therelevant CPE 106 against those of the different variants of a givenprogram or other content element, and then generates one or more matcheswhere possible. These matching program variants can each be delivered tothe CPE 106 being profiled, depending on other factors which may existsuch as availability or demand for one variant over another, downstreambandwidth requirements, differences in the actual content of the program(e.g., one variant adapted for West Coast viewers, versus othergeographic regions of the country), and so forth.

In another variant, the SRM or other processing entity identifies thoseattributes or features of the required capabilities profile for a givenprogram (variant) that are not present in the capabilities profile ofthe CPE 106 being evaluated, and causes a message or signal to begenerated. This message or signal may simply comprise an error messageor log file, or may also comprise a request for service to the CPE, suchas for downloading an application, codec, CA component, encryption dataor key, API, or other component needed by the CPE 106 to make use of thecontent. This process can be controlled by a permission/access scheme ofits own, such as where the provision of these “missing” components iscontrolled by the user's prior authorization, payment, subscriptionlevel, or other parameter(s). These components can be downloaded, e.g.,via in-band or OOB downstream channel, or even via a separate channelsuch as via DOCSIS channel and cable modem. They can be selected, forexample, from a codec/CA key/API “carousel” or other similar mechanism.This process can be made substantially transparent as well, such that itoccurs immediately preceding VOD session instantiation, or concurrentwith or preceding other events (such as CPE startup).

In the illustrated embodiment of FIG. 2, the processing entity (e.g.,VOD SRM) selects the format in which to deliver programming based on thecapabilities of the CPE 105 at step 210.

Additionally, in another embodiment of the invention, the VOD server 105will determine the network over which to deliver the programming to theCPE (step 212). This decision could depend upon several factors such asthe bandwidth available on each of the possible delivery networks, thepossibility of multicasting and re-using an ongoing transmission in anetwork, and so forth. For example, in one embodiment, loading oravailable bandwidth is generated by the network and sent to the VODserver/SRM periodically, such as via an inter-process message.Alternatively, the number of dropped packets on each network could bemonitored and used as a determinant. Network load can also be evaluatedby looking at the delay incurred when data is transmitted over thenetwork.

As is well known, multicasting is an effective method of reducingbandwidth requirements for IP or similar packet-based transmissions. Forexample, where two IPTV-capable client devices are in operation on thenetwork, and have consistent or identical capability profiles, a givenprogram requested by both devices can be multicast to these devices (asopposed to two unicasts), the former requiring less downstream bandwidththan the latter.

Myriad different algorithms for determining the best or optimal networkchannel(s) to transmit content over under varying operational conditionswill be readily recognized by those of ordinary skill provided thepresent disclosure.

In some instances, the network selected for delivery will be the normalin-band RF downstream link to the CPE 106. In other instances, the VODserver 105 might select a lower bandwidth VC-1 or H.264-over-DOCSISchannel, or 00B channel. In still other instances, the program could beprovided via a standard internetworking connection (e.g., via theInternet as delivered via another channel outside of the cable networksuch as a satellite, WiMAX or WiFi interface, assuming suitablebandwidth).

The VOD server 105 can also use a list of network connections orinterfaces provided by the CPE 106 to determine what methods fordelivery are available in the first place. Alternatively, thisinformation can be drawn from a database or other such repositorymaintained at the head-end or another location within the network, whichis based on initial registration information as well as periodic updatesprovided by the CPE or another entity tasked with gathering suchinformation.

Upon selection of the network to use for delivery, a message ittransmitted to the CPE informing it of the selected deliveryinterface/channel(s). The programming is then delivered at step 214 viathe selected interface.

In should be noted that in some embodiments of the invention, otherprogramming or data may be received and processed by the CPEsimultaneously with performance of the method 200 described in FIG. 2.For example, the CPE 106 may receive a first program for viewing inreal-time, a second program for storage and later viewing, as well ashigh speed data downloads via the aforementioned VOD-based downloadcapability described elsewhere herein, all while receiving thevideo-on-demand programming as described above.

In an alternative embodiment of the invention, the CPE 106 is configuredto maintain the capabilities profile internally, and act as the“processing entity”. In this embodiment, the application server or otherupstream entity will transmit a listing of programs and variants thereofavailable for viewing (this list may be a complete listing, or a subsetthereof), along with the conditional access and video compressionoptions available for those programs (variants). The CPE 106 receivesthis list of programs, and compares it with its own capabilities profilein order to provide a CPE-specific list of programs available forviewing by the subscriber. This list of CPE specific programs will bedisplayed to the user. The CPE-specific capabilities profile can also beextended to connected devices; e.g., other devices which are part of alocal network, or otherwise in communication with the “host” CPE (e.g.,DSTB). For example, a wireless interface between the CPE (DSTB) and apersonal electronic device (such as a PDA) can be used as the basis fortransmitting capabilities profile information about the PDA to the CPE,the latter which then utilizes this information to form a super-set ofcapabilities for itself and any connected devices. This is also true forthe prior embodiments described, wherein the processing entity isupstream of the CPE, such as at the VOD server/SRM.

In the aforementioned “superset” approach, a mechanism for restrictingaccess to particular programs or variants thereof can also be employedin order to avoid situations where a non-capable platform attempts toselect and access the content. For example, if only the wireless PDApreviously described has a particular conditional access capability,whereas its “host” DSTB does not, then the client application running onthe CPE 106 is configured to remove this program variant from thelisting displayed to the subscriber, or alternatively mark this entry as“PDA only” or the like.

Under the foregoing embodiment wherein the CPE 106 acts as theprocessing entity, the processing required by VOD server 105 is reduced,as it is not required to compare the programming lists with thecapabilities profile providing by the CPE. Rather, the comparisonfunction is distributed across the individual CPE. However, the amountof data that is transmitted downstream to the CPE in this approach couldbe greater, as the complete lists of available programming andassociated formats will be larger than the customized lists generatedunder the previously discussed “centralized” approach, although upstreamcommunication of the CPE profiles is also required.

In an exemplary “distributed” processing approach, the CPE 106 willdiscover is own capabilities by polling or by reading a set ofcapabilities from a registry or other such information storage orregistration mechanism. The VOD server or its proxy will transmit a listof programs and the associated formats available for those programs tothe CPE. Transmission and delivery of this listing may also follow anynumber of different paradigms such as those previously described withrespect to upstream transmission (e.g., periodically, upon occurrence ofa particular event, upon request, etc.). The CPE 106 will then determinethe set of programs available that are compatible with its capabilities(or those of communicating client devices, as previously described), andthen will display the authorized or accessible programs (which may alsobe on a per-device basis, such as for connected client devices).

In another aspect of the invention, the CPE and/or associated clientdevice profile infoiivation can be stored at the server or other networkrepository (e.g., database), such that real-time polling of the CPE issubstantially obviated. In one variant, the CPE 106 is configured topoll itself (i.e., hardware/software modules) or access its internalregistry only upon certain events, such as at initial installation andboot-up. This initial profile is then sent to the head-end, server, orother repository for storage, so that the configuration profile for thatCPE can be subsequently accessed based on, e.g., a user/device ID (suchas the “TUNER ID” variable or MAC address) or other such indexingmechanism. Thereafter, a configuration change record is optionallymaintained within the CPE 106, and when a change to the CPE's hardwareor software configuration or registry occurs, only the changeinformation is sent up to the server/repository. This approach obviatespolling and sending an entire capabilities profile description each timethe information is required by the server/SRM. It also obviates anydownstream profile requests, since the onus is placed on the CPE toupdate its own profile and records (either directly or via a proxy).Furthermore, the server/SRM or other processing entity using the CPEprofile data need not have communication with the CPE in order to obtainthe information; hence, during periods of maintenance, failure, highdownstream loading, etc., the processing entity can perform the profileand program analysis tasks independently of any contact with the CPE106.

In another aspect of the invention, the processing entity (e.g., VODserver process/SRM) can be configured to analyze the profile data fortwo or more CPE 106 in order to identify commonalities or other featuresof interest. This comparison or identification of features can be usedfor other useful purposes, such as identifying instances wheremulti-casting of content or data may be possible. In certain instances,multicasting can advantageously be used to save network bandwidth. Thisscheme becomes even more useful when conditional access or other (e.g.,network interface or codec/encryption) capability reported by a videoreceiver matches the conditional access capability of another device,that is also receiving (or desires to receive) the same program. Evenwhen different conditional access systems are used by these two devices,the encrypted multimedia stream can be shared; only the key data streamneeds to be different.

However, since program selections by a user are not made until after thelist of accessible or available programs or content is generated andtransmitted to each user, the instigation of actual multicast operationis not performed until two or more CPE (or associated client devices)with matching CA or other capabilities select the same program orcontent for viewing. At this point, the VOD server/SRM or otherprocessing entity can cause those actions necessary within the networkin order to take advantage of the aforementioned commonalities.

The aforementioned commonalities could also be utilized in conjunctionwith the methods and apparatus set forth is co-owned and co-pending U.S.patent application Ser. No. 11/048,348 entitled “Method and Apparatusfor Network Bandwidth Conservation” filed Feb. 1, 2005, alsoincorporated by reference herein in its entirety. Specifically, theaforementioned disclosure describes, inter alia, methods and apparatusfor conserving bandwidth by taking advantage of the fact that mostprogramming (for most of the typical broadcast day and availablechannels) will be in an SD or other lower-bandwidth format. For example,a given movie may be broadcast on user or program Channel X in itsanalog or digital SD form, with an SD simulcast on program Channel Yduring parts of the day, and an HD simulcast on program Channel Y duringother parts of the day (e.g., “prime time”). However, until the primetime or other designated HD broadcast slot is reached, the HD simulcaston Channel Y will simply comprise the same SD content available onChannel X. Thus by mapping the user's Channel Y to the QAM channel forChannel X, the network operator conserves “multicast” bandwidthassociated with the SD content for a significant fraction (often themajority) of the programming day. Similarly, the aforementionedinformation relating to CPE capabilities commonality can be used tocreate intelligent program channel to QAM mappings such that the CPE canbe controlled on a per-device basis based on their indigenous capabilityprofile. As a simple example, if two SD “simulcasts” have aheterogeneous parameter (codec, conditional access type, etc.), and twoCPE want to view the program content of the simulcast, the processingentity responsible for program mapping allocations can evaluate thecapabilities profile of the two CPE and decide which is better mapped towhich QAM (and hence which variant of the heterogeneous “simulcast” isselected).

Various other types of functionalities may also be included within theCPE or associated client device relating to the downloaded content. Forexample, in one embodiment, digital copyright data is included withinthe downloaded data/content, such as well-known digital watermarkingdata of the type authorized under the United States Digital Millenium.Copyright Act (DMCA). For example, Digimare®, SysCoP™, EIKONAmark™, andother similar commercially available watermarking approaches can beused. Media rights management systems such as the Microsoft Windows®Media Digital Rights Manager (DRM), may be used as well. Various typesof steganographic approaches may also be employed consistent with theinvention in order to enforce copyright and provide the copyright ownerwith accountability and/or trace-ability of the downloaded andcopyrighted material. These features can also act as the basis for acapabilities analysis, such as where if a given CPE or client device hasno DRM capability, it will not be authorized to receive rights-protectedcontent, or alternatively will only be authorized to receive contentthat has certain types of additional rights protection data associatedtherewith (e.g., watermarking, steganographic data, etc.).

FIG. 2 a is a graphical representation of one embodiment of a softwarearchitecture adapted for CPE capability profiling and program selectionaccording to the present invention. As shown in FIG. 2 a, thearchitecture 250 comprises a server or network process 252, and one ormore client processes 254 in communication therewith. In one variant,the network and client processes comprise parts of an object-orienteddistributed application (DA) of the type known in the programming arts,although this is not a requirement. Inter-process communication occursover the network 101 (or other available communication channels) betweenthe network and client processes 252, 254 in order to effect the variousfunctions described elsewhere herein (i.e., CPE profiling, profileevaluation, program evaluation, and available program list delivery).These processes can be integrated with other software (e.g.,applications or even middleware) in the CPE 106 and the server (e.g.,VOD server 105), or alternatively comprise their own stand-aloneapplication.

As described previously, the various functions including CPE profileanalysis, profile evaluation versus available programming, etc. can alsobe distributed across these processes 252, 254, as well as others (suchas another process 256 disposed on a third party server). Hence, theillustrated software architecture provides significant flexibility interms of deployment, especially over existing infrastructure, sincelittle modification to such infrastructure is required in order tosupport these functions.

In another embodiment of the invention, the relevant head-end process(e.g., SRM, proxy, application server, etc.) delivers a generic list ofprogramming and associated requirements to the CPE 106, such as via aperiodic delivery mechanism, or alternatively upon a request issued bythe CPE 106. When the CPE 106 requests a given program, the SRM (orother process) determines the program configuration to deliver to thehub (and hence ultimately the requesting CPE) based on one or morenetwork operational parameters, such as e.g., current utilization of QAMresources for that hub. For example, where the SRM detects a highcurrent QAM loading, it may select a program variant that has alower-bandwidth codec associated therewith, and/or select a networkinterface for delivery of the content that optimizes network resources.This selection process is ideally (but not necessarily) mapped to therequesting CPE's profile data; i.e., the SRM selects a program variantencoded using a codec corresponding to a codec already installed on theCPE 106. Alternatively, the SRM can select a program variant encodedusing a non-indigenous codec, and cause a download or installation ofthis codec in real-time in order to satisfy the CPE request. Similarlogic applies to selected network interfaces and CA.

It will also be appreciated that so-called “business rules” of the typedescribed subsequently herein may act as a basis for such selections andoperational modifications. For example, a subscriber's subscriptionlevel or the like can be used as a determinant of the type of codecused, network interface selected, etc. A premium service subscriber, forexample, might receive programming using the highest bandwidth codec(and hence ostensibly the highest picture and audio quality) on aroutine basis, and only after such premium subscribers have beenserviced, will the codec, interface, etc. selections be made for othersubscribers.

The aforementioned operational and business rules can also be combined,such as wherein the “premium subscriber” logic described above iscombined with QAM loading data for a given hub, and hence business rulesare only enforced to the extent that they do not violate or conflictwith certain operational floors, ceilings, or other parameters. Theconverse may also be enforced; i.e., where the operational rules areenforced but only to the degree that they do not violate or conflictwith business limitations or rules. Myriad combinations of the foregoingare also possible consistent with the present invention.

The present invention also contemplates “on demand” configuration of thevarious content elements or programs prior to or during delivery to theCPE 106. For example, one alternate embodiment of the invention allowsthe SRM or other process/agent within the headend or other upstreamentity of the network to receive the profile data associated with agiven CPE (or set of CPEs), and configure a generic version of thecontent for delivery thereto. Such configuration may comprise, e.g.,encoding the content before delivery (or even during streaming) with theappropriate codec for the one or more profiled CPE. This approachsubstantially obviates many of the different variations within thecontent library, since one substantially generic variant is used as abasis for producing all (or at least portions) of the requested codingformats. Transcoding (e.g., conversion from one encoded format toanother) at the head-end or other such entity may also be employed.

The present invention further contemplates the case where subscriber oruser-supplied or selected capabilities are used as part of theevaluation process. For example, one variant of the invention describedherein includes the capability for the client application running on theCPE 106 (or other software) to present the user with a plurality ofchoices as to the configuration of their CPE.

In one variant, the user is shown a listing of options (or programsutilizing different options) from which they may pick, even if thecapabilities associated with these options are not currently indigenousto their CPE 106. For example, a user might be presented with a screendisplay that shows the same program encoded according to three differentcodec formats. Upon selection of one of these options indigenous to theCPE 106, the content is delivered to the CPE. Upon selection of anon-indigenous option, the server 105 or other network agent thendownloads the necessary component (e.g., codec) to the CPE via, e.g., anin-band or OOB channel, and installs the codec thereon.

In another variant, the user can specify a source of a new component(e.g., codec), such as a website URL, wherein the server 105 or agentcan fetch the codec if not already in possession thereof. Theserver/agent then can encode a generic variant (previously described)using the selected codec, thereby making a somewhat customized versionfor that subscriber. This allows the user to create a coded version ofthe program for, inter alia, subsequent or contemporaneous recordingsuch as by way of the apparatus and methods described in co-pending andco-owned U.S. patent application Ser. No. 11/080,693 filed Mar. 14, 2005and entitled “METHOD AND APPARATUS FOR NETWORK CONTENT DOWNLOAD ANDRECORDING”, which is incorporated herein by reference in its entirety.This may be useful for example in cases where the user desires to obtaina copy of the content in a specific encoded format that may not besupported by the network library previously described. The server/agenthence acts as an encoding facility for encoding content in formatsdesignated by the user. This feature can also form the basis for abusiness model, such as where only “premium” users are offered thisability, or it is provided on a pay-per-use or similar basis.

Referring now to FIG. 2 b, another embodiment of the methodology of thepresent invention is described. Specifically, the method 270 of FIG. 2is used for determining and utilizing video resolution capabilities ofthe CPE 106, which may include a set-top box (STB) and/or any connecteddevices. As used in the present context, the term “connected” referswithout limitation to any devices which are in direct or indirect datacommunication with the CPE 106, whether in direct physical contact ornot.

In a first step 272, the method 270 comprises obtaining informationregarding codec, bitrate, and/or video resolution capabilities from theCPE of interest. This can be accomplished generally along the lines ofthe method of FIG. 2 previously discussed herein, or using othertechniques. For example, in one variant, a network process (e.g., SRM)is configured to generate (or cause to be generated) a polling messageor query and transmit this to the relevant CPE 106. The CPE 106 or itsproxy then provides the requested profile information, and transmits itback to the SRM or its designated proxy (e.g., a format resource manager(FRM) sub-process or module).

In another variant, the SRM or FRM accesses a local database havingpre-stored information relating to the CPE/client device capabilities.For example, the subscriber account associated with the CPE of interestmay have information relating to the CPE and other devices within theend user domain (e.g., subscriber's premises), such as may be providedby the subscriber at account or service establishment (e.g., via asurvey, network profile “wizard” running on the CPE, etc.), or passivelyover time as the CPE of that subscriber interfaces with the network. Aconverged premises device (CPD) acting as a gateway or centralizedinterface within the user domain for example may be configured to obtaininformation from any connected devices (e.g., a PMD plugged into a portof the CPD, or a WiFi enabled laptop or handheld that registers with theCPD acting as an 802.11 AP) and store this information locally ortransmit it upstream to a network process. The various end user devicesmay have an indigenous ability to communicate with the CPE/CPD for thispurpose (such as via software, etc. installed by the manufacturer, oraccording to a requisite interface standard or protocol used by thedevice), or alternatively the subscriber may load an application ontoeach device to permit it to communicate with the CPE/CPD (or even thenetwork SRM or FRM directly). In one variant, the CPE/CPD is configuredto automatically download this application onto the connected devicewhen the two interface for the first time, thereby obviating userintervention. For instance, a small client application might be loadedonto the client device which allows for the determination of hardwareand/or software on the client device, such as via a hardware or softwareregistry or other such mechanism.

Next, per step 274, the SRM or FRM evaluates the data obtained regardingthe CPE 106, and establishes a profile for the CPE 106 in terms of thecapabilities of interest. In one embodiment, the capabilities ofinterest comprise the video codec support and display resolution of theCPE (or its client).

Per step 276, the generated profile is then used as an input to theSRM/FRM process used select an appropriate content element for deliveryto the CPE 106. For example, one approach previously described herein isto select a content element that matches or complies with the CPEprofile; e.g., matches its decoding and display resolution capabilities.However, this selection process by the SRM/FRM may also take otherfactors into account, including without limitation: (i) the servicelevel or privileges of the subscriber/CPE; (ii) prevailing oranticipated network operational conditions; (iii) the existence of otherrequests from subscribers having similar CPE and for similar content.

In one embodiment, network bandwidth may be considered and optimized bythe SRM/FRM in selecting an appropriate format. For instance, where agiven CPE 106 has the ability to decode two formats of differingresolution (e.g., SD and HD), the amount of available excess bandwidthat that time (or during the projected delivery window for the content)may cause the SRM/FRM to choose the SD over the HD version, or viceversa. See, e.g., co-pending and co-owned U.S. patent application. Ser.No. 11/881,034 entitled “METHODS AND APPARATUS FOR FORMAT SELECTION FORNETWORK OPTIMIZATION” filed Jul. 24, 2007, incorporated herein byreference in its entirety, for exemplary methods and apparatus foroptimizing network operations (including bandwidth allocation) that maybe used consistent with the present invention. The foregoing disclosuredescribes, inter alia, methods and apparatus for optimizing networkbandwidth utilization by delivering to users only the minimum number ofprograms required by service provider policies so as to minimizebandwidth consumption while also maximizing subscriber satisfaction andservice level (e.g., video and/or audio quality). This is especiallyuseful when programming consumption and programming bandwidth changesdrastically. For example, so-called “primetime” viewing typicallycomprises the maximum number of individual programs being delivered, aswell as the maximum diversity of programs; the primetime demand forprogramming typically differs dramatically from the demand during earlymorning viewing, and also from that of other relatively high consumptionperiods.

In one exemplary embodiment, a “forced delivery” approach is employed,wherein a copy of a program of a certain type is selected and deliveredvia one or more program channels. For example, a given program may beavailable in both a standard definition (SD) format and high definition(HD) format. Furthermore, different versions, such as MPEG2 and MPEG4audio video control of SD and/or HD formats of programs may beavailable. If it is known that a group of user CPE 106 in the servicearea are HD-capable, then the service may force the CPE of those usersto tune to any available HD versions of programs to reduce the instancesof duplicate programming, by satisfying SD programming requests using HDprogramming. Conversely, in times of constrained bandwidth, the SDversion of a program may be delivered when an HD program is requested.If the user's CPE has up-conversion capability, the user may stilladvantageously experience “HD-quality” video, even though the CPE inputhas been switched to SD.

As other alternatives, a technique known as “re-binding”, oralternatively a payload substitution, may be used in place of a forcedre-tuning.

In other embodiments, up-rating or down-rating of one or more programstreams (i.e., changing the bitrate up or down) can be used totemporarily or even indefinitely accommodate periods of increased orreduced network capacity, respectively. For example, in one embodiment,transcoding or transrating of content may be conducted in order toresolve an incongruity between the codec format used by the source(e.g., content or application server) and that used by the CPE or clientdevice. For instance, the source may be operating in a TCP/IPenvironment, whereas the CPE/client is purely MPEG2 (e.g., downstreamQAM/tuner) capable. Similarly, one codec or environment may operate at agiven bitrate, which is not compatible (e.g., too low, or no QoS orreal-time streaming capability) with a required bitrate, resolution, orformat (e.g., HD, SD, or sub-resolutions thereof, such as for examplewhere the SD level includes levels SD1, SD2, . . . SDn, and the HD levelsimilarly includes HD1, HD2, . . . HDn, with each of these sub-levelshaving different data rates and/or other characteristics; see, e.g.,co-owned and co-pending U.S. patent application Ser. No. 10/881,979filed Jun. 29, 2004 entitled “METHOD AND APPARATUS FOR NETWORK BANDWIDTHALLOCATION”, incorporated herein by reference in its entirety) of theCPE or client, thereby requiring bitrate normalization or processing(“transrating”). See, e.g., co-pending U.S. patent application Ser. No.11/726,095 entitled “METHOD AND APPARATUS FOR CONTENT DELIVERY ANDREPLACEMENT IN A NETWORK” previously incorporated herein for exemplarytransrating apparatus and methods.

This “trans-rating” may even be accomplished dynamically and accordingto any number of different implementation schemes. Moreover, the networkcan intelligently select content encoding or resolution formats toswitch to when bitrate or other changes are needed. These rate and/orformat changes can also be inserted dynamically if desired; i.e., duringsubscriber viewing of the content.

It will also be recognized that other conditions or constraints withinthe CPE (or a connected client device) may be considered by the SRM/FRMin selecting a format, bitrate or resolution. For example,battery-powered PMDs have a finite battery capacity, and hence powerconsumption is often of great concern. It may be that the PMD hasmultiple codec, bitrate or display resolution options, yet each may notbe equivalent from a power consumption standpoint. One encoding mayconsume significantly more processing overhead than another, forinstance, thereby depleting the PMD's battery faster. Alternatively,when power is not an issue, the user may want the highest resolutiondisplay the device can support.

Similarly, the communications bandwidth available to the device (e.g.,to a PMD from its parent CPD/CPE) may be constrained, thereby militatingin favor of the lower-bandwidth encoding (e.g., H.264 versus MPEG-2).

Per step 278, if no existing content element matches the SRM/FRMselection, the selected format/resolution can be spontaneouslygenerated, such as by re-encoding, transrating, or altering theresolution of another existing version of that content.

Per step 280, the selected version (whether pre-existing or generated“on the fly”) is then delivered to the requesting CPE according to theappropriate delivery paradigm. Note that there-encoding/transrating/altering of step 278 may be performed before,during, or after delivery by the relevant network entity. For example,in one variant, the aforementioned processing is completed, and then there-formatted content delivered to the CPE 106.

In another variant, the re-formatting process is commenced, and theprocessed content streamed while the remaining content is beingprocessed; i.e., according to a “just in time” process. This approachcan be implemented for example using a FIFO or comparable bufferstructure with sufficient depth to account for variations or latenciesin the encoding/transrating and delivery process.

In yet another variant, the unprocessed content element is delivered tothe CPE 106 (such as via normal in-band or DOCSIS delivery, high-speed“burst” download, trickle download, etc.), where the CPE itself conductsany required re-encoding, transrating, resolution adjustment, etc. Forexample, in one variant, the CPE comprises a CPD having a hard diskdrive (HDD) and software enabling the CPD to re-encode or transratereceived content, and then store it on the HDD (or stream it to aconnected device).

It will also be appreciated that the present invention can be employedto adjust or alter the bitrates associated with certain classes or typesof service. For example, a nominal bitrate for SD service might comprise3.75 Mbps, and 17.0 Mbps for HD, yet these rates can be varied withincertain limits based on the display resolution capability of the targetdevice, or to achieve other objectives or obey other restrictions. Forinstance, a target device might have 1080i resolution (25 Mbps), yet itsassociated communication channel may have only 20 Mbps capability.Hence, the requested service could be transrated or otherwise restrictedto less than 20 Mbps (e.g., 720p resolution capability corresponding to19.7 Mbps, etc.). This approach is especially useful for deliveringcontent to MD and other mobile applications which often have verylimited communication bandwidth due to e.g., cellular or wireless links.Specifically, service, albeit perhaps not optimized for the particulartarget, can be provided in cases where prior art “one size fits all”approaches would otherwise preclude it, Conversely, bitrate can beadjusted upward where “excess” bandwidth is available to accommodateenhanced display resolution capabilities of the target platform.

A common approach for bit-rate reduction (in the compressed domain) isrequantization; e.g., increasing the quantization step-size of theDiscrete Cosine Transform (DCT) coefficients in each video block.Open-loop or closed-loop solutions may be used, as may so-called“simple” requantization techniques, which apply the standard complexitymodel and rate control of TM5 (MPEG-2 Test Model 5) to set a newquantization step-size for each macro-block (MB). As another option,Lagrangian optimization may be used for finding the optimal quantizationstep for each MB to meet a desired bit-rate with a minimum ofdistortion. A transrated bit stream provides generally produces a higherpeak-signal-to-noise-ratio (PSNR) than a decoder-encoder approach (i.e.,re-encoding of the decoded video to the reduced bitrate). Myriad otherapproaches may be used consistent with the present invention foradjusting bitrate, as will be readily appreciated by those of ordinaryskill.

Exemplary CPE—

FIG. 3 illustrates a first embodiment of the improved CPE 106 accordingto the present invention. As shown in the simplified diagram of FIG. 3,the device 106 generally comprises and OpenCable-compliant embeddedsystem (e.g., DSTB) having an RF front end 302 (including tuner anddemodulator/decryptors) for interface with the HFC network 101 of FIGS.1-1 a, digital processor(s) 304, RAM 305, storage device 306, and aplurality of interfaces 308 (e.g., video/audio interfaces, IEEE-1394“Firewire”, USB, serial/parallel ports, WiFi wireless interfaces, etc.)for interface with other end-user apparatus such as televisions,personal electronics, client devices, computers, WiFi or other networkhubs/routers, etc. Other components which may be utilized within thedevice (deleted from FIG. 3 for simplicity) various processing layers(e.g., DOCSIS MAC or DAVIC OOB channel, MPEG, etc.) as well as mediaprocessors and other specialized SoC or ASIC devices. The CPE 106 mayalso comprise an integrated HD decoder, thereby relieving any connectedmonitors or other devices from the requirement of having such a decoder,although many monitor platforms now carry such HD decoders internally.These additional components and functionality are well known to those ofordinary skill in the cable and embedded system fields, and accordinglynot described further herein.

The CPE 106 of FIG. 3 is also provided with an OCAP 1.0-compliantapplication and Java-based middleware which, inter glia, manages theoperation of the device and applications running thereon. It will berecognized by those of ordinary skill that myriad different device andsoftware architectures may be used consistent with the tuning andchannel request functions of the present invention, the device of FIG. 3being merely exemplary. For example, different middlewares (e.g., MHP,ARIB, or ACAP) may be used in place of the OCAP middleware of theillustrated embodiment.

The exemplary CPE 106 further comprises a conventional “Watch TV”application, electronic program guide (EPG) or the like, which servicesthose program or user channels available over the network. The Watch TVapplication, residing in memory, provides such functions as channelnavigation control, channel selection in response to a channel changeevent, etc. In another embodiment, the Watch TV application furthercomprises all necessary functionality need to support both the channelrequest and CPE capability profiling features previously describedherein.

In the exemplary embodiment, conditional access functions of the CPE 106include the ability to receive and process conditional accessinformation, such as encryption key streams. The conditional accessinformation is typically associated with the primary content (e.g.,video programming), and may be transmitted within the same datastructure (e.g., file) or data stream.

Processing of the conditional access information can also includedetermining the license rights (e.g., digital rights management, or DRM)allocated therein as they relate to the programming information. Thelicense rights may specify for example, with regard to the associatedprogramming, the duration of use, total number of uses, total number ofsimultaneous uses, list of system(s) on which use may occur, or othersimilar types of information. Use typically comprises viewing orlistening to the programming, but any type of use including copying orrecording, or even transmitting to another platform or environment, isconsistent with the present invention.

Once the licensing rights have been determined, the relevant functionalmodule (e.g., CA module within the CPE) can then report the licensingrights available to the video display system. This report can, forexample, take the form of a complete summary of the licenses available,or just a positive or negative indication if the program can be viewedat this time. In some embodiments of the invention, the conditionalaccess module may also perform some processing on the programminginformation including any type of pre-processing, descrambling ordecryption necessary for view or further processing by other systems(such as connected PMDs).

FIG. 3 a is a functional block diagram of a “integrated” CPE 106configured in accordance with another embodiment of the invention.Within this embodiment of the CPE 106 is an RF front end 352 coupled tocable modem 354 and programming demodulator 356. Hence, both “in band”QAMS carrying program content, and DOCSIS channels carrying e.g.,IP-based packets, can be delivered and processed using a unified device.The codecs, CA, and network interface capabilities can also all beoptionally “pooled” so that access, decoding and distribution of datareceived via the cable modem can be accomplished before delivery ifdesired.

The RF front end 352 including tuning apparatus (e.g., one or moretuners) adapted to tune to prescribed QAMs delivered over the network101. A wideband tuner arrangement such as that described in co-owned andco-pending U.S. patent application Ser. No. 11/013,671 entitled “Methodand Apparatus for Wideband Distribution of Content” filed Dec. 15, 2004and incorporated herein by reference in its entirety, may also beutilized, such as where the content associated with one or more programstreams is distributed across two or more QAMs.

It will be appreciated that while multiple instances of each type ofmodule (e.g., CA, codec, etc.) 360, 362, 364 are shown in FIG. 3 a, theuse of single instance of a module is consistent with the use of thepresent invention. In one embodiment of the invention, the variouscomponents that make up CPE are semiconductor integrated circuits, theuse of which is well known in the art.

During operation the RF front end receives RF signals transmitted fromthe head end. These RF signals include normal in-band RF downstream usedfor video programming distribution as well as “out-of-band” RFtransmissions normally for cable modem services and high definitiontelevision services. The RF front end isolates the various RF channelsand provides the appropriate signals to the cable modem 354 andprogramming modem 356.

The cable modem signals are typically QAM modulated RF signals processedin accordance with the DOCSIS standard. The programming signals are bothanalog modulated RF signals and digitally modulated RE signals thattypically carry video and audio information.

The RF front end also generates RF signals for transmission to the headend via HFC 101 in response to digital signals from the cable modem 354or programming modem 356. These signals are used to communicate with thevarious systems that make up the head end (FIG. 1 a) as well as anyother systems on the network or associated networks. They also provideone upstream communication capability for the cable modem 354.

FIG. 3 b illustrates another embodiment of the CPE 106 of the invention,wherein the aforementioned conditional access (CA), network interface,and/or codec capability within the CPE is combined with “CableCard”functionality as described in, inter alfa, OpenCable™ SpecificationOC-SP-MC-IF-C01-050331 entitled “Multi-Stream CableCARD Interface”,which is incorporated herein by reference in its entirety. In thisfashion, the CPE can be configured to operate both in a downloadable CA(e.g., DCAS) environment as well as via the CableCard hardwareenvironment. The CableCard unit 370 can also act as a CA capabilitywithin the larger CA profile of the CPE 106, such that it can be polledor accessed and included with any profile or other data sent upstream orotherwise utilized by the CPE as previously described herein. If soconfigured, the CA functions of the present invention can also downloadapplications or other software for use with the CableCard unit, so as toprovide expanded capability for this unit 370. The Cable Card unit maybe, e.g., a multi-stream (M-CARD), or otherwise.

In another embodiment of the invention, a personal video encoder (PVE)or comparable device is used as the basis for the CPE 106 or associatedclient device. For example, the “Slingbox” device manufactured by SlingMedia of San Mateo, Calif. is one such exemplary device which is capableof enabling a user to watch TV programming from various locations via anInternet-connected PC or similar device. The device is generallyconnected between the subscriber's cable/satellite video drop and DSTB,and has a TV tuner inside. The user tunes to a given channel, and thedevice encodes the video streamed over the cable/satellite in WindowsMedia or similar format. The encoded content is streamed to a clientapplication on a Windows XP-based or similar PC via an IP network suchas the Internet, and hence the user can view the data locally (i.e., atthe same premises) or remotely so long as they have access to the IPdistribution network. Hence, the present invention advantageouslyextends the capability of such PVE devices by providing the capabilityto profile these devices (or others in data communication therewith) todetermine their CA, codec, network interface, etc. capabilities, much aswould be performed for a CPE or associated client device. In oneembodiment, the PVE is outfitted with the necessary polling/profilingsoftware, and can profile itself and any devices that it is in datacommunication with (e.g., the subscriber's distant laptop computer orremote PC). In another embodiment, the PVE merely acts as pass-throughor router entity, with the profiling functions being disposed entirelyon the PC or laptop computer used as the subscriber's “viewing” deviceat their actual location.

It will be appreciated that the PVE may also be updated itself via thenetwork or other mechanism in terms of capabilities. For example, thePVE can receive new codecs or CA key data from the network so that itcan modify its own configuration. These “upgrades” can also be passedthrough to the subscriber viewing device.

It will also be recognized that the present invention may be used inconjunction with the error logging and reporting methods and apparatusdescribed in co-owned and co-pending U.S. patent application. Ser. No.10/722,206 entitled “Methods and Apparatus for Event Logging in anInformation Network” filed Nov. 24, 2003, which is incorporated hereinby reference in its entirety. For example, the aforementioned disclosuredescribes methods and apparatus (including APIs) for logging errors thatoccur on client devices or CPE 106. In the present context, these errors(which might relate to an error resulting from improper use of a codec,failure to properly authenticate or implement conditional access, failedencryption key(s), etc.) can then be transmitted upstream to aresponsible entity (e.g., VOD or conditional access server).

The present invention may also be utilized consistent with the hardwareregistry apparatus and methods described in co-owned and co-pending U.S.patent application Ser. No. 10/723,959 entitled “Methods and Apparatusfor Hardware Registration in a Network Device” filed Nov. 24, 2003, alsoincorporated herein by reference in its entirety. This disclosureprovides apparatus and methods for control of hardware within anetworked electronic device (e.g., CPE) through use of a hardwareregistry. The registry contains records that correspond to an optionalset of hardware functionality (e.g., personal video recorder). Eachrecord (or set of records) may contains fields that: (i) identify thetype of circuitry and peripherals, (ii) uniquely identifies circuitryand peripherals of the same type, (iii) specify parameters that arespecific to the circuitry and peripherals types, and/or (iv) contain areference to an application programming interface that can be used toaccess and manipulate the circuitry and peripherals. In the exemplaryconfiguration, the electronic device comprises an OCAP-compliantconsumer premises device (e.g., embedded set-top box, etc.) adapted toprovide control over Host CORE optional circuitry for a digital videorecorder (DVR) and digital video interface (DVI). A DVR/DVI applicationcan therefore be downloaded to retail or leased set-top boxes and otherconsumer electronics equipment, which provides control of any availableDVR//DVI circuitry found therein or functions associated therewith. Thisnot only permits “after-the-fact” control of optional hardware featuresin a retail (third party) electronics device by the MSO or other systemoperator, but also allows for control and reconfiguration of leaseddevices after distribution to the end user(s).

It will further be appreciated that the client application (or othersoftware process, such as a WatchTV application or the middleware/OS)running on the CPE 106 can be configured to select network interfacetechnology for delivery of content (as contrasted with an upstreamentity such as the SRM making this determination). For example, wherethe CPE comprises a plurality of RF tuners, Ethernet interface, and/orcable modem, etc., the client application can: (i) determine thesecapabilities as previously described (e.g., via access to a registry orpolling), and then (ii) apply one or more criteria in selecting theappropriate interface. These criteria may be indigenous; e.g.,information derived solely from the CPE 106 itself or connected devices,or alternatively be based wholly or in part on information obtained froman external entity (e.g., SRM, BSA switch, proxy server on the Internet,etc.). As an example of the latter, the SRM might forward a list ofavailable in-band QAM frequencies (channels) or CM QAMs to the CPE,these channels/QAMs being “ranked” or in some way prioritized based one.g., current QAM contention or loading. In the BSA environmentdescribed subsequently herein with respect to FIGS. 7 a and 7 b, theinformation form the BSA switch 726 or other supervisory entity mightcomprise a QAM or channel list prioritized in order to optimize(minimize) bandwidth consumption.

Alternatively, the client application of the CPE 106 can select the best(most optimal) network interface to use based on its own internalconsiderations or parameters, which include the availability of certaininterface types, their bandwidth capability, current loading, etc.

Various inter-relationships and hierarchies can also be utilized inimplementation of the foregoing logic, such as where the network (e.g.,SRM) supplied priorities are imposed upon the CPE, and the CPE attemptsto utilize these in order of decreasing priority consistent with its ownnetwork interface capabilities. For example, the SRM might broadcast apriority list to multiple CPE (e.g., CM RF tuner first, in-band RFtuners second, etc.). For CPE with an associated CM tuner stage, thefirst priority interface is selected, while those CPE without a CM tunerwill select the second propriety interface, and so forth.

FIG. 4 is a flow chart illustrating the operation of the CPE 106 inaccordance with one embodiment of the invention. The process 400 beginsat step 402, wherein a request for the capabilities of the CPE isgenerated. This request may be generated in response to externalstimulation such as a signaling message from another system on thenetwork (or connected client device), or it may be generated in responseto an internal event such as power up, user request, or timer-basedtriggering.

In response to this request, the CPE polls the functional modules atstep 404. The polling can be performed on modules with only a certaintype of capability such as conditional access, or video decodingcapability or network access. Or, in alternative embodiments of theinvention the polling can be performed across multiple capabilities inorder to gain a more global profile of the device.

After the results of the polling have been received, the capabilitiesprofile of the CPE is transmitted to the processing entity (e.g., VODserver/SRM) at step 406. The VOD server 105 will normally generate alist of available programming that is compatible with the capabilitiesof the CPE. This is typically done by comparing the capabilities of theCPE versus those required by the available programming; e.g., comparingthe video encoding of the program with the video decoding capability ofthe CPE. If they match in terms of the minimum critical attributesnecessary to deliver and play the programming for the subscriber, theassociated program is added to the available content list. Similarly,the conditional access control associated with the program is alsocompared with the conditional access capabilities of the CPE. If theymatch, then the associated program is added to the available list. Otherparameters or capabilities of the CPE 106 can readily be evaluated inthis way also.

At step 408, the CPE receives a list of programming available forviewing is transmitted to the relevant CPE over the network. At step410, the list of programming available for viewing is processed by theCPE 106 and presented to the user, such as via a connected displaydevice or monitor. In the case of a DSTB, this display device mightcomprise a television set. For a PC, handheld, or laptop, this might bethe computer monitor.

At step 412, a programming selection is received from the user. Suchselection can be made via input mechanism including physical switches orbuttons on the CPE, or via a remote using wireless technology such asinfrared light or radio frequency, the use of which is well known in theart. Selections may also be made using an onscreen menu structure andcomputer mouse or joystick, and also from a proxy device (e.g., a remotedevice in communication with the server 105 that allows it to selectprogramming or data for delivery to the CPE 106), such as a mobiletelephone (see, e.g., U.S. patent application Ser. No. 11/258,229 filedOct. 24, 2005 and entitled “Method and Apparatus For On-Demand ContentTransmission and Control Over Networks”, previously incorporatedherein).

Upon receiving the programming selection from the user or its proxy,that selection is forwarded to the VOD server 105 at step 414. At step416, the on-demand or other programming selected by the subscriber isreceived and displayed. This typically takes the form of displaying theprogramming on a video monitor of some sort, although the presentinvention is not so limited. The program may also be stored for laterviewing, or recorded onto a desired media. See, e.g., the techniquesdescribed in co-owned and co-pending U.S. patent application Ser. No.11/080,693 entitled “Method and Apparatus for Network Content Downloadand Recording” filed Mar. 14, 2005, incorporated herein by reference inits entirety. It may also be routed to a connected device; e.g., aclient device in data communication with the CPE 106 that has its owndecoder and CA functionality.

The program information will typically contain the conditional accessinformation (e.g., key stream) and video compression information thatwill allow the CPE (or other device) to select the correct processing toview the programming when needed, although this information can feasiblyalso be provided via another communications channel or from anothersource.

In some embodiments, the CPE 106 may receive a message indicating thenetwork or (physical) channel on which to receive the selectedprogramming. For example, the CPE may be instructed to receive theprogramming through the cable modem interface versus normal in-banddownstream channels. Similarly, the CPE 106 may comprise two or moretuners which allow the receipt of multiple in-band channels. The CPE canalso be instructed to receive the programming through another typenetwork connection (e.g., WiFi, LAN, etc.) using one of the networkinterface modules. Hence, the CPE may receive one or more programs forviewing or storage simultaneously with the receipt of thevideo-on-demand programming issued by the VOD server 105.

In one variant of the invention, the CPE 106 is provided with a specialapplication program interface (API, such as a Java-based API) or othersoftware interface that is used to allow applications or other networkprocesses to poll the device for its decode, bitrate, resolution, orother capabilities. This also optionally includes a “pass through” orindigenous profiling capability; i.e., where the SRM/FRM or othernetwork process can request polling or capabilities determination for aclient device connected to the CPE 106, such as where a PMD is pluggedinto a port of a CPD, as previously described herein.

Since host or client devices such as STBs, PCs, PMDs, etc. andassociated display devices may have built in hardware decode support formore than traditional MPEG-2 video (such as e.g., VC-1, Real Helix,AVC/H.264, Flash Video (FLV/H.263), etc.), one embodiment of theinvention uses a call to the device operating system or middleware froman application running on the CPE (see, e.g., the client process 254 ofFIG. 2 a above) to elicit information (e.g., a list) relating to videodisplay resolutions or bitrates supported. The operating system ormiddleware of the CPE or client device being queried then polls oraccesses the host hardware and/or software for registered videoresolution support. One or more supported resolutions are reported backto the application/client process 254 via the operatingsystem/middleware. The application, now having the available videoresolution or bitrate support information for the device, creates aSession Setup Protocol (SSP) or Real-Time Stream Protocol (RTSP) messagethat is passed back upstream to the SRM/FRM. At that point, the SRM/FRMevaluates the information so as to select an appropriate resolutiontype, format, bitrate, etc. as previously described herein with respectto FIG. 2 b.

As noted above, client device profile information in the exemplaryembodiment is delivered to the requesting network entity (e.g., SRM/FRM)via existing Session Setup Protocol (SSP) or Real-Time Stream Protocol(RTSP) mechanisms, which are modified to include extensions to supportthis new attribute type. The host device's operating system ormiddleware is also modified to handle the attributes (capabilities)request issued by the querying application or entity. By using modifiedor extended versions of existing protocols such as SSP or RTSP, much ofthe foregoing functionality can be advantageously implemented withlittle more than a software change or upgrade on the CPE, therebyobviating many expensive infrastructure hardware upgrades. However, itwill be recognized that dedicated or special-purpose protocols andinfrastructure may be used to implement the various aspects of theinvention if so desired.

FIG. 5 is a graphical illustration of the interaction of variouscomponents within the exemplary CPE of FIG. 3 during certain embodimentsof the operating methods disclosed herein. The CPE 106 (e.g., a set-topbox) includes a software application 502 which interfaces with the CPE'soperating system (O/S) 504. The O/S 504 interfaces with the variousmodules 506 (e.g., various types of conditional access or encryption,codecs, etc.). The application 502 also interfaces with the HFC network101 (specifically other entities in communication therewith, such as aVOD server process or SRM) at a logical level.

The modules 506 can be software, firmware, or hardware modules, but willoften be embodied as hardware in typical DSTB environments. Thesemodules 506 provide additional functionality or capabilities to the CPE106. In some instances, the modules 506 provide conditional accesscapabilities as described above. In other instances, modules 506 providevideo decoding functionality. In still other instances, the modules 506provide network interface functionality. Yet other uses for thesefunctional modules will be readily apparent to those of ordinary skill.

During operation of one embodiment of the CPE 106, the application 502generates and transmits a capabilities request message to the O/S 504.The message may be generated spontaneously by the application itself(such as upon expiration of a countdown timer or the like), or inresponse to an inquiry received by way of the HFC 101 (or from anothersystem within the CPE 106, such as a “back end” communications interfacesuch as USB, IEEE-1394, WiFi, etc.). In one embodiment of the invention,this process will involve a call made using a predefined applicationprogramming interface (API). For example, to determine the conditionalaccess capabilities of the CPE or other device, a get_ca( ) call may beused. To determine the video decoder capabilities, a get_decoder( ) callcould be used. To determine the network interfaces available, aget_network( ) call could be used.

In response to the capabilities request message, the O/S 504 polls orotherwise accesses the modules 506. For example, if the capabilitiesrequest message is for conditional access support, the O/S 504 pollseach module 506 for a description or other information relating to itsconditional access support capabilities. Each module responds byindicating the conditional access technologies supported back to the O/S504.

The O/S 504 then forwards a list or other description (profile) of theconditional access technologies supported based on the reports receivedfrom the modules 506 to the application 502. The application 502 thenstores the profile for later retrieval and access. The application 502may also forward the profile information using an appropriate messageinterface (e.g., Session Setup Protocol (SSP) message, for example) tothe VOD server process/SRM via the HFC network 101 if a capabilitiesrequest message is received. In other embodiments of the invention, theapplication 502 will forward the profile periodically or automatically,such as during power up or whenever a VOD programming list is requested,or according to any number of other possible algorithms of the typepreviously described herein.

In an exemplary embodiment of the invention, many of the steps performedin the methods described above can be implemented as signal exchangesgenerally fitting with the SSP protocol described in the Assignee'sPegasus Interactive Network specification, “Session Setup Protocol”,Version 2.3, published May 29, 2003, which is incorporated herein byreference in its entirety. The information signal exchange between anetwork server and a video receipt and decoding device (e.g., CPE 106)can occur using messages described as above formatted to follow thePegasus SSP Resource Descriptor structure defined in the foregoingspecification. In one embodiment, the signal exchanges for gatheringcapabilities information can occur by conveying conditional accesssystem information, video decoder information and network interfaceinformation using a descriptor format from the Session Setup Protocoldocument and shown in Appendix I hereto.

It will also be recognized that the methods described herein can employvalidation of conditional access. For example, it may be desirable incertain applications to use the results of the get_( ) call obtainedfrom the CA modules 506 in order to verify, with the correspondingconditional access system, that the responding device belongs to the setof devices authenticated to operate within the network. This deviceauthentication, inter glia, frustrates surreptitious attempts at gainingconditional access by non-authenticated devices (“spoofing”) or thelike.

Server Device

Referring now to FIG. 6, a first embodiment of the improved networkserver device with digital capability selection functionality accordingto the present invention is described. It will be appreciated that whiledescribed in the context of a substantially centralized VODserver/SRM/FRM 105 as shown in FIG. 1, the device may be adapted for useat other locations within the network. Furthermore, as previously noted,the VOD server process (and SRM) may comprise a distributedfunctionality, wherein two or more portions of a distributed application(DA) in communication with one another are utilized.

As shown in FIG. 6, the exemplary server device 601 generally comprisesan OpenCable-compliant network server module including a digitalprocessor(s) 604, RAM 605, mass storage device 606, and a plurality ofinterfaces 607 for connection with other network apparatus such asdistribution infrastructure of the VOD network, LANs, the local servicenode hardware, IP routers and other packet network devices, networkmanagement and provisioning systems, local PCs, etc. Other componentswhich may be utilized within the server device 601 (depending on wherethe device is employed and how it is physically implemented) include RFtuner stages, modulators/demodulators, encryption/decryption,amplifiers, board level electronic components, as well as mediaprocessors and other specialized SoC or ASIC devices. Support forvarious processing layers and protocols (e.g., lightweight streamcontrol protocol, or LSCP, 802.3, DOCSIS MAC, OOB channels, DHCP, SNMP,UDP, SNMP, H.323/RTP/RTCP, VoIP, SIP, etc.) may also be provided asrequired.

A VOD application is also disposed to run on the server module 601 toprovide a functional interface for VOD session requests received fromnetwork CPE 106, or other interposed entities. These additionalcomponents and functionalities are well known to those of ordinary skillin the cable and embedded system fields, and accordingly not describedfurther herein.

The server device 601 of FIG. 6 may take any number of physical forms,comprising for example one of a plurality of discrete modules or cardswithin a larger network head-end or edge device of the type well knownin the art, including the MEM 162 itself. The server may also comprisefirmware, either alone or in combination with other hardware/softwarecomponents such as those previously described (e.g., disposed in theaforementioned edge device). Alternatively, the server module 601 may bea stand-alone device disposed at the head end or other location (such asan application server 104), and may even include its own RF front end(e.g., modulators, encryptors, etc.) or optical interface so as tointerface directly with various portions of the HFC network 101.Numerous other configurations may be used. The server device 601 mayalso be integrated with other types of components (such as satellitetransceivers, encoders/decoders, etc.) and form factors if desired.

It can also be appreciated that the methods of the present invention maybe practiced using any configuration or combination of hardware,firmware, or software, and may be disposed within one or any number ofdifferent physical or logical entities. For example, the CPEcapabilities profile and program analysis functionality described above(FIG. 2) may take the form of one or more computer programs running on asingle device disposed within the network (e.g., the VOD server module105), such as at a head-end, node, or hub. Alternatively, such computerprograms may have one or more components distributed across varioushardware environments at the same or different locations, such as wherevarious of the functions are distributed across the VOD servers 105,application servers 104 and Business Management System (BMS).

As yet another example, portions of the functionality may be rendered asa dedicated or application specific IC having code running thereon.Myriad different configurations for practicing the invention will berecognized by those of ordinary skill in the network arts provided thepresent disclosure.

“Broadcast Switched” Embodiments

In yet another embodiment, a “switched” network architecture is used inconjunction with the invention.

FIGS. 7 a and 7 b illustrate an exemplary switched network architecture.Switching architectures allow improved efficiency of bandwidth use forordinary digital broadcast programs. Ideally, the subscriber will beunaware of any difference between programs delivered using a switchednetwork and ordinary streaming broadcast delivery.

Specifically, as shown in FIG. 7 a, the network 101 of FIGS. 1 and I acomprises a fiber/coax arrangement wherein the output of the MEM 162 ofFIG. 1 a is transferred to the optical domain (such as via an opticaltransceiver 707 at the head-end or further downstream). The opticaldomain signals are then distributed to a fiber node 708, which furtherdistributes the signals over a distribution network 710 to a pluralityof local servicing nodes 712. This provides an effective 1:N expansionof the network at the local service end.

FIG. 7 b shows the implementation details of one exemplary embodiment ofthis switched network architecture. Specifically, the head-end 150contains switched broadcast control and media path functions 720, 722;these element cooperating to control and feed, respectively, downstreamor edge switching devices 724 at the hub site which are used toselectively switch broadcast streams to various service groups. A BSAserver 726 is also disposed at the hub site, and implements functionsrelated to switching and bandwidth conservation (in conjunction with aBSA manager entity disposed at the head-end). An optical transport ring727 is utilized to distribute the dense wave-division multiplexed (DWDM)optical signals to each hub in an efficient fashion.

Co-owned and co-pending U.S. patent application Ser. No. 09/956,688filed Sep. 20, 2001 and entitled “Technique For Effectively ProvidingProgram Material In A Cable Television System”, incorporated herein byreference in its entirety, describes one exemplary switched architectureuseful with the present invention, although it will be recognized bythose of ordinary skill that other approaches and architectures may besubstituted.

BSA programming may comprise, without limitation, simulcasts,interactive pay-per-view (IPPV), live sporting and other events, andother selected offerings. A set-top box (STB) or two-way Digital CableReady (e.g., CableCard) television is typically required for viewing.

In order for the BSA function to be transparent to the subscriber,channel change latencies must be kept to a minimum (e.g., 250 ms or lessas compared to average linear digital broadcast services). Like thevideo-on-demand (VOD) systems previously described, BSA programs arestreamed to a service group (contrast: switch) only when being viewed.Unlike VOD, many viewers can view the same stream. Typically, onlyreal-time linear programs are included in BSA broadcasts. Since there isno storage involved, the “VCR” controls (e.g., trick mode functions)common to VOD are not available. In this regard, BSA is much simplerthat VOD. Commercials or other programming segments cannot be skipped,and program bit rates are treated as in more conventional systems.

In the context of the aforementioned BSA network, there are severalmetrics or indices which are useful in evaluating the performance of thenetwork. Specifically, the expression “peak streams” represents themaximum number of different program streams that are instantaneously(based on specified data intervals) needed as a worst case. Usingsoftware, CPE tuner addresses can be purposely or randomly assigned toservice groups, and peak stream requirements can be analyzed for eachgroup size. It has been noted by the Assignee hereof that generallyspeaking, as service group size is decreased, peak stream needs alsodecrease. When viewed over a sufficiently short time scale (e.g., twohour periods), it is possible to compare the moment-to-momentvariability in peak stream use.

It has also been noted that the smaller service groups display roughlythe same variability as the larger service groups. When considered as apercentage of maximum stream use, as service group size decreases,variability increases, and will impose a limit the amount ofconcentration that can be safely implemented within the system.Concentration in BSA is defined as a ratio of the total bandwidth of theprograms offered, to the BSA bandwidth provided to the service group.While this is conveniently expressed as a ratio of stream counts, inpractice streams will be of various bit rates; concentration istherefore best thought of as the ratio of the bitrates. Concentrationgenerally (at a given grade of service or blocking frequency) trendsupwards with decreasing service group size.

Another useful metric of the value of BSA is yield. Yield is a functionof concentration and the total number of programs included. Yield isimportant to consider when comparing the value of various bandwidthreclamation techniques.

As verified by actual trials conducted by the Assignee hereof, BSAprovides significant concentration, which results in the ability tovacate significant portions of the previously occupied bandwidth (“free”bandwidth yield).

Also of interest is the metric of “redundant viewership”. Redundantviewers are those which view otherwise unique programs. Generallyspeaking, the highest number of redundant viewers occurs at prime-timeor just post prime time. This is also the time of greatest totalviewership and the time of highest peak stream needs. In the exemplaryconfiguration, a design point of 70 streams would provide a non-blockinggrade of service. However, significant surplus bandwidth still existsbelow the 70-stream level. Unfortunately, the greatest surpluses occurat times when other services (e.g., VOD) also have their lowest demands.Edge QAM resource sharing with VOD is therefore not expected to providesignificant interleaving bandwidth gains. However, the BSA system can beadvantageously operated to allow this surplus bandwidth to be utilizedin other ways, such as for transport of data, video, voice, or evenfuture applications which would require additional bandwidth.

Gain is a useful parameter for comparison of BSA with statisticalmultiplexing technology. In BSA, percent gain is defined as:

(Concentration−1)×100  Eqn. (1)

In this context, content that occupies the “freed up” spectrum isassumed to operate with the same level of efficiency as the contentbeing processed (i.e. switched under the BSA architecture, oralternatively statistically multiplexed).

A primary advantage of the BSA paradigm is bandwidthconservation/preservation. Bandwidth for unviewed programs is notconsumed, and can be re-allocated. Similarly, new programs can be addedwithout adding bandwidth. Advantageously, programs with narrow appealcan be added in a BSA system with little if any bandwidth impact. Morepopular programs will impact the BSA bandwidth, but to a lesser extentthan was traditionally the case. Multiple bit rates can also be madeavailable for use or sale to programmers or advertisers.

BSA bandwidth efficiencies are at least in part a result ofover-subscription. Specifically, the selection of programming is greaterthan the bandwidth allocated to the service group. This can result inblocking, the case where a viewer is denied access to a requestedprogram. However, the aforementioned trials conducted by the Assigneehereof demonstrate that when properly configured, blocking events aresufficiently rare, so as to be less common than a network outage,thereby providing a sufficient level of service.

Additionally, a BSA system must typically gather and keep logs or otherrecords of programmer-specific viewership data in order to function.These logs or records are maintained to allow for well-considered“recapture” of non-viewed program streams (i.e., reclamation ofbandwidth). The server manages bandwidth by removing streams based onthis activity data. In typical practice, unviewed streams will bemarked, but not actually removed until the bandwidth is needed eitherbecause of a client request, or based on external resource demands suchas VOD overflow.

In one exemplary embodiment, the network switch 724 (FIG. 7 b) logs allchannel change events and is aware of the tuning locations of alltuners, not just those that happen to be viewing BSA programs. Thisprovides highly accurate and complete viewership data based on actualchannel changes as contrasted with extrapolations or other estimationtechniques.

It is often an important factor to maintain subscriber privacy, for bothlegal and commercial reasons. Accordingly, subscriber identities may beprotected by hashing or encryption of the tuner address prior to loggingand storage. The stored address and associated events are therefore nottraceable to the user account. The resulting obscured tuner address isrepeatable so the necessary tuning location and user activity trackingmay be performed while still maintaining complete anonymity.

In the exemplary embodiment of the present invention, the edge switch724 (generally located in the distribution hub as shown in FIG. 7 b) isflooded with all available programs. This improves transport efficiency,because a simple unidirectional “drop and continue” protocol isperformed at each hub location on a given optical transport ring 727.The concept of flooding also simplifies the transport network in that nocontrol system is needed; rather a simple “deliver everything” paradigmis used. This approach also advantageously makes this portion of thesignal chain more robust, since more complex control systems generallylend themselves to a higher operational failure rate.

Because ordinary broadcast programming is supplied using BSA, thetransport network 727 needs to have a high degree of availability. Inthe exemplary embodiment, BSA program transport is supplied through aredundant, spatially diverse counter-rotating Ethernet ring topology,although other topologies may be utilized with success.

In one embodiment of the invention, the different codecs, networkinterfaces, and/or CA modules within different CPE 106 may be used as abasis for BSA switching decisions and/or operation. Specifically, theswitch/hub operation can consider CPE capability information as well asother parameters as part of the switching logic. For example,information relating to whether anyone is capable of watching a givenprogram stream on a hub or other node may be used as an input to theswitching algorithm. As a simple illustration, the aforementionedpolling of the CPE 106 associated with a node or hub may return CPEprofiles that indicate that none of the CPE on that hub have MPEG-4decoders. Hence, delivery of any MPEG-4 encoded content to that hubwould be a waste of bandwidth, since no one on that hub will ever selectthat MPEG-4 encoded program stream. This information can be used by theswitch 726 or similar entity (e.g., supervisory process or rules enginethat controls the switch) to avoid switching MPEG-4 encoded programstreams to that hub, thereby conserving bandwidth.

The foregoing approach can also be extended to CPE 106 that are activeat a given point in time; i.e., while MPEG-4 capable CPE may beassociated with a given hub, if they are not active or powered up, thenthere will again be no need for MPEG-4 encoded program delivery, untilsuch CPE is actually switched on or activated (thereby enabling thesubscriber to actually select that MPEG-4 program). Similarly, thesubscriber's affirmative act of selecting an MPEG-4 encoded program maybe used as the (a) basis of switching, such as where the MPEG-4 encodedvariant of a program stream is only delivered to the hub upon actualselection by one or more subscribers having MPEG-4 encoders on that hub.

The foregoing approaches are also readily employed with respect to CAand network interface configurations of the CPE, whether alone or incombination with one another. For example, templates or masks can beused wherein switching decisions are made based on compliance by one ormore CPE within the hub/service group with a pre-stored or ad hocmasking function, such as where a given program stream will be switchedto the relevant hub when both a given codec and CA profile are present.

In another embodiment, the BSA switching process can be made“CPE-centric”, such that switching decisions or portions of theswitching logic can be performed at the CPE. For example, a given CPEmight be provided with a complete list of available programming and,using an installed client application such as that previously describedherein, mask out certain portions of the available content orprogramming list based on CPE indigenous capabilities. The unmasked (oralternatively masked) portions of the list can then be provided to theswitch 726 or other supervisory process, such as via upstream signalingor message, to be used in the switching algorithm. The switch 726 orsupervisory process can, for example, use this information to identifythose programs for which no codec, CA, and/or interface support isprovided within the CPE of that hub, and hence which can be deleted fromthe program lineup for that hub.

Other features useful with such broadcast switched networks may also beused consistent with the features and functions of the presentinvention. For example, the efficient network multicasting apparatus andtechniques described in co-owned and co-pending U.S. patent applicationSer. No. 11/325,107 filed Jan. 3, 2006 and entitled “Methods andApparatus For Efficient IP Multicasting in a Content-Based Network”incorporated herein by reference in its entirety, may be used toprovide, inter alia, both efficient delivery of multicast content andefficient network operation (switching) based on subscriber STBconfiguration or other such parameters. For example, where an IPmulticast is destined for two CPE within the same service group, one ofthe CPE can be tuned to the appropriate CM QAM, thereby freeing QAMresources. This logic is overlaid onto the decision of whether to evendeliver the multicast to that service group (e.g., wherein none of theCPE in that group have an appropriate decoder or CM interface necessaryto receive and decode the multicast content).

Similarly, the apparatus and methods for selective delivery of targetedcontent to individual ones or subsets of CPE within a switched networkdescribed in co-owned and co-pending U.S. patent application Ser. No.11/186,452 filed Jul. 20, 2005 and entitled “Method and Apparatus forBoundary-Based Network Operation”, incorporated herein by reference inits entirety, may be used to provide, inter alia, both targeted deliveryof content and efficient network operation (switching) based onsubscriber STB configuration or other such parameters. For example,decisions of whether to switch a given program to a node may be based onboth targeting criteria (e.g., whether a given CPE is even within atarget group of subscribers) and the CPE capabilities/profile for CPEwithin that node.

Similarly, the anticipatory network allocation and control apparatus andtechniques described in co-owned and co-pending U.S. patent applicationSer. No. 11/243,720 filed Oct. 4, 2005 and entitled “Self-Monitoring andOptimizing Network Apparatus and Methods” incorporated herein byreference in its entirety, may be used to provide, inter alia, efficientnetwork operation (switching) based on both anticipated network and STBoperational parameters as well as subscriber STB configuration andrequirements.

Moreover, the vacated bandwidth “stuffing” and extraction apparatus andtechniques described in co-owned and co-pending U.S. patent applicationSer. No. 11/291,328 filed Nov. 30, 2005 entitled “Apparatus and Methodsfor Utilizing Variable Rate Program Streams in a Network”, incorporatedherein by reference in its entirety, may be used to provide, inter glia,loading of non-time sensitive secondary content onto QAMs, as well asefficient network operation (switching) based on subscriber CPEconfiguration and requirements. For example, the CPE configuration mightbe used by the “stuffing” algorithms and control process to determinewhich types of secondary content can be inserted (and subsequentlyextracted) into one or more program streams having vacated bandwidth.Similarly, switching decisions can be predicated at least in part basedon the need to insert secondary content, such as where the number ofQAMs loaded for a service group is altered in order to make the creationof vacated bandwidth possible or more likely.

Operations/Business Rules and Methods—

In another aspect of the invention, the aforementioned processing entity(e.g., rendered as one or more computer programs disposed on the VODserver/SRM, CPE 106, or other location) includes a so-called “rules”engine. This engine comprises, in an exemplary embodiment, a series ofsoftware routines adapted to control the operation of the capabilityprofile, analysis and selection (and even component distribution)algorithms previously described. These rules may comprise a separateentity or process, and may also be fully integrated within theprocessing entity 252 (FIG. 2 a) itself, and controlled via e.g., a GUIon a PC connected to the server 105. In effect, the rules enginecomprises a supervisory entity which monitors and selectively controlsvia the processing entity 252 the CPE profiling, analysis, and programselection and distribution processes at a higher level, so as toimplement desired operational or business rules. The rules engine can beconsidered an overlay of sorts to the profiling and analysis algorithms.

For example, the processing entity 252 may invoke certain operationalprotocols or decision processes based on profiles or requests receivedfrom the CPE, conditions existing within the network, demographic data,geographic data, etc. However, these processes may not always becompatible with higher level business or operational goals, such asmaximizing profit or system reliability. Hence, when imposed, thebusiness/operational rules can be used to dynamically (or manually)control the operation of the processing entity 252 (and even theassociated client process 254 on the CPE). The rules may be, e.g.,operational or business-oriented in nature, and may also be appliedselectively in terms of time of day, duration, specific local areas, oreven at the individual user level (e.g., via specific identification ofthe CPE or client device via TUNER ID, MAC address, or the like).

For example, one rule implemented by the rules engine may comprise onlyproviding certain types or formats of programming to certain subscribersor classes of subscribers. Subscriber CPE may possess an MPEG-4 decoder,for example, but programs rendered in MPEG-4 encoding would not be madeavailable to such subscribers unless they met certain criteria (e.g.,“premium” subscription, etc.). Similarly, if the subscriber did notpossess a required codec, CA keys, or network interface, the download ofthis missing component could be controlled to only subscribers meetingcertain criteria.

Another rule might impose a moratorium or restrictions on upstreamprofile messages (e.g., SSP) from the CPE during conditions of veryheavy loading (e.g., until a certain minimum threshold of availablebandwidth is present), thereby avoiding contention for bandwidthresources with “premium” services. Similarly, the profile and programprocessing could be dynamically shifted to the CPE under suchcircumstances so as distribute the processing load (and hence upstreammessaging bandwidth consumed) to the CPE, as previously discussedherein.

Yet another rule might impose restrictions on establishing or allocatingnew physical channels/QAMs to the subscriber channel requests based onCPE profile data (e.g., the presence of a certain required codec, CA,etc.). As previously discussed, bandwidth/QAM resource allocation andother relevant network considerations may be used as a basis ofimplementing or modifying user program requests in a broadcast switchednetwork. For example, where a subscriber has both high-bandwidth andlow-bandwidth codecs available on their CPE, and they request thehigh-bandwidth variant of a given program, QAM resource allocationwithin the network can be evaluated, and the user's selection modifiedto implement the lower-bandwidth program in cases where QAM loading tothat hub is high. This process can also be made dynamic if desired; suchas where QAM loading and similar parameters can be continuously orperiodically re-evaluated, and the operation of the network (includingwhich program stream is delivered to a subscriber) altered accordingly.For example, when sufficient bandwidth is again present, the subscriberof the previous example may be switched over to a program streamassociated with the higher bandwidth codec.

In another aspect of the invention, business methods based on theforegoing profiling, analysis and selection functions are disclosed. Inone such method, a vendor of a particular codec may want to advertise tosubscribers the enhancements afforded by use of their codec (i.e., thecontent they are missing because they do not have the vendor's codecinstalled on their CPE or client device). The MSO may also enter into arelationship with the codec, etc. vendor to provide the codec either viathe MSO network, or an alternate channel (e.g., Internet download).

Furthermore, proprietary icons or symbols may be used on the availableprogram listing (e.g., EPG) to indicate certain capabilities orcompatibility for certain content. Hence the subscriber can instantlyknow that a given program is encoded with a given codec for example,somewhat akin to the well known use of proprietary microprocessor logoson the outside and packaging of PCs to indicate that a certain type ofmicroprocessor is used. This association provides tangible benefits tothe content provider and MSO (as well as the codec provider).

Many other approaches and combinations of various operational andbusiness paradigms are envisaged consistent with the invention, as willbe recognized by those of ordinary skill when provided this disclosure.

Thus, methods and apparatus for selecting digital technology forprogramming and data delivery has been described. Many otherpermutations of the foregoing system components and communicationmethods may also be used consistent with the present invention, as willbe recognized by those of ordinary skill in the field.

It will be recognized that while certain aspects of the invention aredescribed in terms of a specific sequence of steps of a method, thesedescriptions are only illustrative of the broader methods of theinvention, and may be modified as required by the particularapplication. Certain steps may be rendered unnecessary or optional undercertain circumstances. Additionally, certain steps or functionality maybe added to the disclosed embodiments, or the order of performance oftwo or more steps permuted. All such variations are considered to beencompassed within the invention disclosed and claimed herein.

While the above detailed description has shown, described, and pointedout novel features of the invention as applied to various embodiments,it will be understood that various omissions, substitutions, and changesin the form and details of the device or process illustrated may be madeby those skilled in the art without departing from the invention. Theforegoing description is of the best mode presently contemplated ofcarrying out the invention. This description is in no way meant to belimiting, but rather should be taken as illustrative of the generalprinciples of the invention. The scope of the invention should bedetermined with reference to the claims.

1.-36. (canceled)
 37. A method for operating a video processing devicefor use in a content distribution network, comprising: polling a set ofcomponents of said video processing device for video displaycapabilities and conditional access capabilities thereof via at leastone application on said video processing device; receiving one or morevideo display capabilities and conditional access capabilities inresponse to said act of polling; providing information describing saidvideo display capabilities and said conditional access capabilitiessupported to a network entity; receiving a list of a plurality ofavailable content for viewing, said plurality of available content beingprovided to said video processing device based at least in part on saidvideo display capabilities supported; and receiving a multicastcomprising at least one of said plurality of available content selectedby a user from among said list in a first format and having a firstconditional access scheme, said format being selected by said networkentity based at least in part on a determination thereby that said videoprocessing device shares at least one video display capability with aplurality of devices also receiving said multicast, said shared at leastone video display capability associated to said first format; whereinsaid multicast further comprises a key data stream comprising decryptiondata configured to enable individual ones of said plurality of deviceshaving different conditional access capabilities than said conditionalaccess capabilities of said video processing device to access saidcontent.
 38. The method of claim 37, wherein: said video processingdevice comprises one of: a set-top box, and a personal media device; andsaid method further comprises transmitting a session-based protocolmessage to a session resource manager (SRM) located at saidcontent-based network remote from said video processing device.
 39. Themethod of claim 38, wherein said session-based protocol comprises: adescriptor parameter describing a particular resource descriptor; adescriptor length parameter; and a data field.
 40. The method of claim37, wherein said video display capabilities are selected from a groupconsisting of: (i) HD, (ii) SD, and (ii) near-HD.
 41. The method ofclaim 37, further comprising: displaying said list of said plurality ofavailable content for viewing to said user; receiving said selection ofat least one of said plurality of available content from said user;transmitting said selection; accessing said video programming from saidmulticast, said act of accessing comprising utilizing said shared atleast one video display capability associated to said first format; anddisplaying said selected at least one of said plurality of availablecontent.
 42. The method of claim 37, further comprising transmitting amessage to a software process configured to control delivery of programstreams to a node within a broadcast switched architecture (BSA)network.
 43. The method of claim 37, said list of said plurality ofavailable content is selectively received at said video processingdevice based at least in part on at least one network operationalparameter.
 44. The method of claim 43, wherein said at least one networkoperational parameter comprises available downstream bandwidth.
 45. Themethod of claim 43, wherein said at least one network operationalparameter comprises an existence of other video processing devices onsaid content distribution network which also possess said supportedvideo display capabilities.
 46. In a switched content delivery networkhaving at least one node and a switching mechanism controlling deliveryof programs to said at least one node, a method of operating saidnetwork comprising: receiving a plurality of programs at said switchingmechanism; obtaining first information relating to video displayresolution capabilities and conditional access capabilities ofparticular ones of a plurality of client devices serviced by said nodeat said switching mechanism; obtaining second information relating toprogram requests from said plurality of client devices at said switchingmechanism, said information indicating a request for a particularprogram from more than one of said plurality of client devices, saidmore than one client devices having at least one common video displayresolution capability and no common conditional access capabilities; andbased at least in part on said first and second information, saidswitching mechanism selectively switching at least one of said programsfor delivery to said node, said selective switching comprisingdelivering: a multimedia stream comprising said program to said morethan one of said plurality of client devices in a format which iscompatible with said common video display resolution capability and in afirst conditional access format compatible with one of said more thanone client devices; and at least data enabling decryption of saidmultimedia stream by said more than one client devices which are notcompatible with said first conditional access format.
 47. The method ofclaim 46, wherein said switched content delivery network comprises abroadcast switched architecture (BSA), and said act of obtaining firstinformation comprises obtaining information relating to the videodisplay resolution capabilities available to individual ones of saidplurality of client devices.
 48. The method of claim 46, wherein saidconditional access capabilities are selected from the group consistingof: (i) Powerkey, (ii) DigiCipher, (iii) NDS, and (iv) a digital rightsmanager (DRM).
 49. The method of claim 46, wherein said switched contentdelivery network is further adapted to include a downloadableconditional access system (DCAS).
 50. The method of claim 46, whereinsaid conditional access capabilities comprise a hardware-basedconditional access function, said hardware-based function comprising aconditional access support registry.
 51. The method of claim 46, whereinsaid conditional access capabilities comprise a software-basedconditional access function and an associated conditional access supportregistry.
 52. A network server apparatus, comprising: a storage device;and a processor in data communication with the storage device andconfigured to execute at least one computer program thereon, saidcomputer program comprising a plurality of instructions which areconfigured to, when executed: provide a first list of a plurality ofavailable programming content from said network to a plurality ofdevices; determine video display capabilities of individual ones of saidplurality of devices; compare said first list with said video displaycapabilities of each of said plurality of devices; and providerespective second lists to each of said plurality of devices, saidrespective second lists comprising only those ones of said plurality ofavailable programming content which are compatible with said videodisplay capabilities of respective ones of said plurality of devices.53. The apparatus of claim 52, wherein said plurality of instructionsare further configured to, when executed: identify when two or more ofsaid plurality of devices which have common video display capabilities;and invoke a bandwidth-conserving content delivery mechanism to at leastsaid two or more devices.
 54. The apparatus of claim 53, wherein saidcommon video display capabilities comprise a common codec compatiblewith said two or more devices.
 55. The apparatus of claim 52, whereinsaid network comprises a multi-channel delivery network.
 56. Theapparatus of claim 52, wherein said plurality of available programmingcontent includes digital copyright data.
 57. A method for operating avideo processing device for use in a content distribution network,comprising: polling a set of components of said video processing devicefor video access and rendering capabilities thereof via at least oneapplication on said video processing device; generating informationrelating to the video access and rendering capabilities based at leastin part on a response to said act of polling, and providing at least aportion of the generated information to a network entity; receiving alist of a plurality of available content for viewing, said plurality ofavailable content being selectively provided to said video processingdevice based at least in part on said at least portion of informationprovided to the network entity; receiving a user selection from thelist; forwarding information to the network entity regarding the userselection; and receiving a multicast comprising at least one of saidplurality of available content having a first format and having a firstaccess scheme, wherein the video processing device shares at least onevideo rendering capability with a plurality of other devices alsoreceiving said multicast, said shared at least one video renderingcapability being associated with said first format; wherein saidmulticast further comprises key data comprising data configured toenable individual ones of said plurality of other devices not havingsaid first access scheme to access said content.